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Derrick L. Blanchette
TRILOGY CAPITAL
Corona, CA 92879
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CRD#: 6392235
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Professional summary
Derrick Lee Blanchette, who also goes by Derrick Blanchette, is a registered financial advisor currently at TRILOGY CAPITAL, INC. located in Corona, California.
Derrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Derrick has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Derrick Blanchette
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 02/26/2018 - Trilogy Capital, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 40 Hours Per Month/20 During Securities Trading - I provide investment advisory services through Trilogy Capital, Inc., an independent investment advisor firm. I started this business activity in 11/2017. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial
2. 1/1/20- Corona Chamber of Commerce. Member. Attends meetings and uses as a networking opportunity. Not investment related. Receives no income. 2 hours/ month.
3. 12/18/2014- CA real estate license. Active Agent. Not investment related. May receive income for the sale of properties. 0 hours/ month.
CRS (Client Relationship Summary) - RIA
Click below to view Derrick Lee Blanchette's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 13, 2016 - Present
TRILOGY CAPITAL, INC.
Office #1: 980 Montecito Dr Ste 108, Corona, CA 92879RIA
CRD#: 281597
Corona, CA
Past
November 29, 2017 - March 21, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
CORONA, CA
Past
September 29, 2014 - November 29, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
CORONA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TRILOGY CAPITAL, INC.
E.F. HEAGEN & ASSOCIATES | TRILOGY INVESTMENT SERVICES, LLC | TRILOGY FINANCIAL SERVICES | TRILOGY CAPITAL, INC.
CRD#: 281597 / SEC#: 801-106922
RIA
Registered Investment Advisory firm - (11/16/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/13/2016)
IAR
Texas(3/20/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TC
TRILOGY CAPITAL, INC.
E.F. HEAGEN & ASSOCIATES | TRILOGY INVESTMENT SERVICES, LLC | TRILOGY FINANCIAL SERVICES | TRILOGY CAPITAL, INC.
CRD#: 281597 / SEC#: 801-106922
RIA
Registered Investment Advisory firm - (11/16/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2601 Main Street Suite 100, Irvine, CA 92614
Mailing Address
Phone number
(714) 843-9977
Established
Firm type
Fiscal year end
# of Employees
72
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,537 |
| AUM (Assets Under Management) | $ 2,633,357,444 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
