AH
Andrew E. Houser
HAYWOOD SECURITIES (USA)
Toronto, On, M5J 2T3
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CRD#: 6391695
AH
Professional summary
Andrew Edward Houser is a registered financial professional currently at HAYWOOD SECURITIES (USA) INC. .
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2015. Andrew has worked at 1 firm and has passed the Series 11 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Andrew Edward Houser's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 5, 2015 - Present
HAYWOOD SECURITIES (USA) INC.
Office #1: 2910 - 181 Bay Street, Toronto, On, M5J 2T3BD
CRD#: 42072
Toronto, On,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 11
Date: 1/5/2015
Assistant Representative-Order Processing Qualification ExamSRO Registrations
RR
FINRA
Current Firm
HS
HAYWOOD SECURITIES (USA) INC.
HAYWOOD (USA) SECURITIES INC. | HAYWOOD SECURITIES (USA) INC.
CRD#: 42072 / SEC#: , 8-49696
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
200 Burrard St Suite 700, Vancouver, Bc, V6C 3L6
Mailing Address
200 Burrard St Suite 700, Vancouver, Bc, V6C 3L6
Phone number
(604) 697-7400
Established
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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Company Information
HAYWOOD SECURITIES (USA) INC.
CRD#: 42072Toronto, On, M5J 2T3TRUST BUT VERIFY
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