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CRD#: 42072
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

HAYWOOD SECURITIES (USA) INC. is located at 200 Burrard St Suite 700, Vancouver, Bc, null V6C 3L6. HAYWOOD SECURITIES (USA) INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of HAYWOOD SECURITIES (USA) INC.’s clients are individuals and 0% of their clients are high net worth individuals. HAYWOOD SECURITIES (USA) INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at HAYWOOD SECURITIES (USA) INC. are registered to handle securities or provide financial advice. The firm has 3 disclosures, 3 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access HAYWOOD SECURITIES (USA) INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at HAYWOOD SECURITIES (USA) INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for HAYWOOD SECURITIES (USA) INC. Comes From

Understanding the Statistics for HAYWOOD SECURITIES (USA) INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
3

FIRM INFORMATION

Main Address
200 Burrard St Suite 700, Vancouver, Bc, V6C 3L6
Mailing Address
200 Burrard St Suite 700, Vancouver, Bc, V6C 3L6
Firm Size
Small
Phone Number
(604) 697-7400
Established
since 09/20/1996
Firm Type
Corporation
Fiscal year end
September
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
HAYWOOD SECURITIES INC.SHAREHOLDER
BANARES, BERNADETTE BAUTISTACHIEF FINANCIAL OFFICER6928911
BLANCHARD, ROBERT CRAIGPRESIDENT & CHIEF EXECUTIVE OFFICER2814206
THOMPSON, STANLEY BRUCEHEAD OF COMPLIANCE, CHIEF COMPLIANCE OFFICER4936225
VIRVILIS, PETERNON CONTROL DIRECTOR7991478

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Advisor's working at HAYWOOD SECURITIES (USA) INC.

RD

Robert James Disbrow

RR
CRD#: 1999838
Location:
Vancouver, Bc, V6C 3L6
Company:
HAYWOOD SECURITIES (USA) INC.
Disclosures:
Experience:
36 years
View Profile
DL

David Mackenzie Lyall

RR
CRD#: 1999942
Location:
Vancouver, Bc, V6C 3L6
Company:
HAYWOOD SECURITIES (USA) INC.
Disclosures:
Experience:
36 years
View Profile
BL

Bernard Henri Leroux

RR
CRD#: 1999997
Location:
Vancouver, Bc, V6C 3L6
Company:
HAYWOOD SECURITIES (USA) INC.
Disclosures:
Experience:
36 years
View Profile
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