Johnny R. Harvest
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Johnny R Harvest, who also goes by Johnny R. Harvest, Johnny Harvest, was a registered financial professional .
Johnny is a previously registered financial professional and started their career in finance in 2014. Johnny had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2022 - August 31, 2023
ERNST & YOUNG INVESTMENT ADVISERS LLP
October 18, 2016 - September 9, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 17, 2016 - September 9, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 9, 2016 - August 22, 2016
PNC MANAGED ACCOUNT SOLUTIONS, INC.
May 28, 2015 - August 22, 2016
BBVA SECURITIES INC.
December 15, 2014 - December 31, 2014
CITIGROUP GLOBAL MARKETS INC.
October 24, 2014 - December 31, 2014
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
ERNST & YOUNG INVESTMENT ADVISERS LLP
CRD#: 110921 / SEC#: 801-48596
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ERNST & YOUNG INVESTMENT ADVISERS LLP
CRD#: 110921 / SEC#: 801-48596
Contact information
SEC notice filing (52 States and Territories)
Red Flags
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