MO
Marc A. Oceanak
CETERA INVESTMENT ADVISERS LLC
PENNINGTON, NJ 08534
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CRD#: 6390556
MO
Professional summary
Marc Allen Oceanak, who also goes by Marc A Oceanak, Marc Oceanak, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Pennington, New Jersey and CETERA WEALTH SERVICES, LLC located in Pennington, New Jersey.
Marc is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Marc has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marc A Oceanak | Marc Oceanak
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SCAFA FINANCIAL SERVICES, LLC POSITION: Financial Advisor NATURE: Investment planning, retirement planning, estate planning, and tax planning services to clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/17/2023 ADDRESS: 54 Route 31 N, 1st floor, Pennington NJ 08534, United States DESCRIPTION: Contacting clients. Conducting investment research Monitoring advisory accounts, rebalancing portfolios, and placing trades. Following up with clients. 2) MRK FINANCIAL SOLUTIONS POSITION: Financial Advisor NATURE: Providing investment services to clients INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/17/2023 ADDRESS: 3020 Harbor Ln. No., Plymouth MN 55447, United States DESCRIPTION: Meet with clients to determine risk tolerance and financial needs and to provide investment recommendations 3) TRUPLAN FINANCIAL ADVISORS POSITION: Service Associate NATURE: Independent financial services firm INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/31/2025 ADDRESS: 54 Route 31N, 1st Floor, Pennington NJ 08534, United States DESCRIPTION: Provide on going support for clients under senior advisors. Not limited to trading, financial planning advice, and financial services.
CRS (Client Relationship Summary) - RIA
Click below to view Marc Allen Oceanak's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 54 Route 31 N 1st Floor, Pennington, NJ 08534RIA
CRD#: 105644
PENNINGTON, NJ
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 54 Route 31 N 1st Floor, Pennington, NJ 08534BD
CRD#: 13572
Pennington, NJ
Past
July 18, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Pennington, NJ
Past
July 17, 2023 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Pennington, NJ
Past
October 1, 2018 - February 8, 2023
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Warren, NJ
Past
September 20, 2018 - February 8, 2023
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Warren, NJ
Past
August 15, 2017 - February 7, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
WESTFIELD, NJ
Past
June 27, 2017 - February 7, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
WESTFIELD, NJ
Past
October 2, 2015 - November 21, 2016
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Jersey City, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(9/5/2025)
IAR
New Jersey(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Pennington, NJ 08534TRUST BUT VERIFY
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