Zachary F. Rodabaugh
Professional summary
Zachary Francis Rodabaugh, who also goes by Zack Rodabaugh, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Zachary is registered as a RR (Registered Representative) and started their career in finance in 2014. Zachary has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Zachary Francis Rodabaugh's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 8, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901April 1, 2020 - June 21, 2023
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
September 13, 2014 - April 1, 2020
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/8/2023)
(8/8/2023)
(8/16/2023)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
