NC
Nathan D. Cruz
CREATIVE FINANCIAL DESIGNS
Tacoma, WA 98402
Some features on this profile are disabled
CRD#: 6389965
NC
Professional summary
Nathan D Cruz is a registered financial advisor currently at CREATIVE FINANCIAL DESIGNS, INC. located in Tacoma, Washington and CFD INVESTMENTS, INC. located in Tacoma, Washington.
Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Nathan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)CHRISTIAN WEALTH MANAGEMENT (DBA);Investment Advisor-Full time-investment related 2)Creative Financial Designs 3)Independent Insurance Sales 4) Real Estate Investments-Not investments related-Hollister, CA-Rental Properties-Owner-40 hrs/mo-Purchasing and organizing rehab of properties 5) Curated by Cruz, LLC-not investment related-Hollister, CA-Short term rental properties-Owner-80 hrs/MO-Oversee day to day operations 6) Cruz Financial Group DBA Steward Wealth Management; investment-related; 1102 A St, Suite 300, Tacoma, WA 98402; LLC formed for my financial advisor practice through cfd Investments; Owner/Financial Advisor; 2/1/2023; 160 hours per month; 80 hours per month; Hold meetings with clients, suggests financial solutions for them, help them plan out there retirement, review and analyze their investments. 7) Vecna Holdings LLC; not investment-related; 4818 N 26th St, Tacoma, WA 98407; This is an LLC in which I own real estate property.; Owner; 2/1/2022; 10 hours per month; 0 hours per month; I am involved in the acquisition of properties and running short term rentals. 8) Cruz OK RE LLC; not investment-related; 6608 N Western Avenue # 1499, Oklahoma City, OK, 73116; This is an LLC in which I own rental property.; Owner; 1/1/2021; 10 hours per month; 0 hours per month; I am in the acquisition of properties and running short term rentals. 9) 51858 Montgomery Drive LLC; not investment-related; 51858 Montgomery Drive, Oakhurst CA, 96344; Holding LCC for a short-term rental investment property; Owner; 10/28/2024; 0 hours/month; 0 hours/month; coordinated the initial set up of the short-term rental unit with my manager and set up the LLC
CRS (Client Relationship Summary) - RIA
Click below to view Nathan D Cruz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 24, 2015 - Present
CREATIVE FINANCIAL DESIGNS, INC.
Office #1: 1102 A St Suite 300, Tacoma, WA 98402RIA
CRD#: 109032
Tacoma, WA
Current
July 24, 2015 - Present
CFD INVESTMENTS, INC.
Office #1: 1102 A St Suite 300, Tacoma, WA 98402BD
CRD#: 25427
Tacoma, WA
Past
December 4, 2014 - July 24, 2015
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
HOLLISTER, CA
Past
October 14, 2014 - July 24, 2015
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
HOLLISTER, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CREATIVE FINANCIAL DESIGNS, INC.
CFD INVESTMENTS, INC. | CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032 / SEC#: 801-60153
RIA
Registered Investment Advisory firm - (4/19/2001 Approved)California
Registered Investment Advisory firm - (4/20/2001 Terminated)Florida
Registered Investment Advisory firm - (4/19/2001 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Iowa
Registered Investment Advisory firm - (5/20/2002 Terminated)Kentucky
Registered Investment Advisory firm - (4/19/2001 Terminated)Maryland
Registered Investment Advisory firm - (5/20/2002 Terminated)Michigan
Registered Investment Advisory firm - (12/11/2001 Terminated)Missouri
Registered Investment Advisory firm - (4/19/2001 Terminated)New Jersey
Registered Investment Advisory firm - (4/19/2001 Terminated)North Carolina
Registered Investment Advisory firm - (12/19/2006 Terminated)Ohio
Registered Investment Advisory firm - (4/19/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/5/2019)
RR
California(7/24/2015)
RR
Florida(11/17/2020)
RR
Georgia(1/4/2023)
RR
Hawaii(1/2/2018)
RR
Idaho(8/15/2022)
RR
Maine(2/12/2025)
RR
Missouri(2/12/2025)
RR
Montana(1/4/2019)
RR
Nevada(9/21/2020)
RR
New Mexico(3/5/2019)
RR
Oregon(7/24/2015)
RR
Tennessee(5/26/2022)
RR
Texas(7/11/2017)
RR
Utah(7/16/2024)
RR
Virginia(12/3/2020)
RR
Washington(2/15/2017)
IAR
Washington(11/19/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CREATIVE FINANCIAL DESIGNS, INC.
CFD INVESTMENTS, INC. | CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032 / SEC#: 801-60153
RIA
Registered Investment Advisory firm - (4/19/2001 Approved)California
Registered Investment Advisory firm - (4/20/2001 Terminated)Florida
Registered Investment Advisory firm - (4/19/2001 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Iowa
Registered Investment Advisory firm - (5/20/2002 Terminated)Kentucky
Registered Investment Advisory firm - (4/19/2001 Terminated)Maryland
Registered Investment Advisory firm - (5/20/2002 Terminated)Michigan
Registered Investment Advisory firm - (12/11/2001 Terminated)Missouri
Registered Investment Advisory firm - (4/19/2001 Terminated)New Jersey
Registered Investment Advisory firm - (4/19/2001 Terminated)North Carolina
Registered Investment Advisory firm - (12/19/2006 Terminated)Ohio
Registered Investment Advisory firm - (4/19/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2704 S Goyer Rd, Kokomo, IN 46902
Mailing Address
P.o. Box # 2244, Kokomo, IN 46904-2244
Phone number
(765) 453-9600
Established
Firm type
Fiscal year end
# of Employees
150
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,029 |
| AUM (Assets Under Management) | $ 2,478,773,967 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 01/05/2024 | ||
| 01/10/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032Tacoma, WA 98402TRUST BUT VERIFY
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