James F. Kearney
Professional summary
James Francis Kearney III, who also goes by James Francis Kearney, is a registered financial professional currently at BTG PACTUAL US CAPITAL, LLC located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 2015. James has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Francis Kearney III's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2026 - Present
BTG PACTUAL US CAPITAL, LLC
Office #1: 601 Lexington Avenue 57th Floor, New York, NY 10022-6831May 25, 2021 - April 9, 2026
PERSHING ADVISOR SOLUTIONS LLC
January 27, 2020 - April 9, 2026
PERSHING LLC
October 30, 2017 - January 3, 2020
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
November 4, 2015 - January 15, 2020
WEDBUSH SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
NYSE American LLC
New York Stock Exchange
Current Firm
BTG PACTUAL US CAPITAL, LLC
CRD#: 149486 / SEC#: , 8-68148
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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