Hong Chen Liu
Professional summary
Hong Chen Liu, who also goes by Eric Liu, Hong Liu, Hongchen Liu, is a registered financial professional currently at CITADEL CLEARING LLC located in New York, New York and PALAFOX TRADING LLC located in New York, New York.
Hong Chen is registered as a RR (Registered Representative) and started their career in finance in 2016. Hong Chen has worked at 6 firms and has passed the Series 99TO, SIE, Series 99 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hong Chen Liu's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 14, 2024 - Present
CITADEL CLEARING LLC
Office #1: 350 Park Avenue, New York, NY 10022November 14, 2024 - Present
PALAFOX TRADING LLC
Office #1: 350 Park Avenue, New York, NY 10022July 30, 2025 - Present
CITADEL SECURITIES LLC
Office #1: 350 Park Avenue 10th Floor, New York, NY 10022November 3, 2022 - September 28, 2024
J.P. MORGAN SECURITIES LLC
April 12, 2022 - May 23, 2022
CITIGROUP GLOBAL MARKETS INC.
January 5, 2018 - August 24, 2020
J.P. MORGAN SECURITIES LLC
December 27, 2016 - October 23, 2017
CANTOR FITZGERALD & CO.
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 3/13/2022
Operations Professional ExaminationFINRA
Current Firm
CITADEL SECURITIES LLC
CRD#: 116797 / SEC#: , 8-53574
Contact information
FINRA licenses (15 States and Territories)
Documents
Disclosures
| Regulatory Event | 75 |
| Arbitration | 1 |
Red Flags
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