Rosario F. Flores
Professional summary
Rosario Fatima Flores, who also goes by Fatima R Flores, Fatima Flores, is a registered financial advisor currently at ALTERNA WEALTH MANAGEMENT, INC. located in San Antonio, Texas and ALTERNA SECURITIES, INC. located in San Antonio, Texas.
Rosario is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Rosario has worked at 2 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 11 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Rosario Fatima Flores's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 10, 2022 - Present
ALTERNA WEALTH MANAGEMENT, INC.
Office #1: 19134 Stone Oak Parkway Ste. 200, San Antonio, TX 78258May 26, 2017 - Present
ALTERNA SECURITIES, INC.
Office #1: 19134 Stone Oak Parkway Suite 200, San Antonio, TX 78258Primary Firm SEC Registration
ALTERNA WEALTH MANAGEMENT, INC.
CRD#: 146153 / SEC#: 801-71135
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/19/2024)
(10/17/2025)
(4/10/2022)
(9/27/2025)
Exams
Series 7TO
Date: 4/9/2022
General Securities Representative ExaminationSeries 11
Date: 5/26/2017
Assistant Representative-Order Processing Qualification ExamFINRA
Current Firm
ALTERNA WEALTH MANAGEMENT, INC.
CRD#: 146153 / SEC#: 801-71135
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,285 |
| AUM (Assets Under Management) | $ 1,231,485,679 |
Red Flags
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