Erica Cordova
SOVRAN ADVISORS
San Diego, CA 92103
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CRD#: 6387007
Professional summary
Erica Cordova, CFP®, who also goes by Erica Nicole Cordova, is a registered financial advisor currently at SOVRAN ADVISORS, LLC located in San Diego, California and CETERA WEALTH SERVICES, LLC located in San Diego, California.
Erica is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Erica has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Erica Nicole Cordova
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: SOVRAN ADVISORS LLC - CRD 329415 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE START DATE: 02/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT 2. NAME OF OTHER BUSINESS: AIRBNB INVESTMENT RELATED: NO ADDRESS: 3719 BILLMAN STREET, SAN DIEGO, CA 92115 NATURE OF BUSINESS: RENTAL START DATE: 7/2022 POSITION/TITLE/RELATIONSHIP: PROPERTY OWNER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MANAGE AIRBNB PROPERTY, COMMUNICATE WITH GUESTS, MAINTAIN HOME UPKEEP AND GUESTS BASIC NEEDS, MANAGE CLEANERS; 3. NAME OF OTHER BUSINESS: DOVA INVESTMENT RELATED: NO ADDRESS: 3838 1ST AVE APT 7, SAN DIEGO, CA 92103 NATURE OF BUSINESS: THE PURPOSE IS TO CREATE MUSIC AND DJ EVENTS START DATE: 1/2022 POSITION/TITLE/RELATIONSHIP: DOVA APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: CREATING PLAYLISTS, MUSIC, PERFORMING AT EVENTS; 4. NAME OF OTHER BUSINESS: FINANCIAL HAUS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REPRESENT OURSELVES AS FINANCIAL ADVISORS UNDER THE FINANCIAL HAUS BRAND START DATE: 1/2021 POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: SENIOR FINANCIAL PLANNER;
CRS (Client Relationship Summary) - RIA
Click below to view Erica Cordova's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
February 23, 2024 - Present
SOVRAN ADVISORS, LLC
Office #1: 1253 University Ave #1002, San Diego, CA 92103RIA
CRD#: 329415
San Diego, CA
Current
February 22, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1253 University Ave Ste 1002, San Diego, CA 92103BD
CRD#: 13572
SAN DIEGO, CA
Past
August 11, 2022 - March 5, 2024
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
San Diego, CA
Past
August 8, 2022 - March 5, 2024
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
San Diego, CA
Past
January 28, 2019 - October 25, 2021
CRI SECURITIES, LLC
RIA
CRD#: 22589
San Diego, CA
Past
January 28, 2019 - August 9, 2022
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
San Diego, CA
Past
January 28, 2019 - October 25, 2021
CRI SECURITIES, LLC
BD
CRD#: 22589
San Diego, CA
Past
January 28, 2019 - August 9, 2022
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
San Diego, CA
Past
September 8, 2017 - January 22, 2019
FORESTERS ADVISORY SERVICES, LLC
RIA
CRD#: 164663
San Diego, CA
Past
October 23, 2014 - January 22, 2019
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SOVRAN ADVISORS, LLC
COMPASS CAPITAL | WEALTHPOINTE ADVISORS | WEALTH ADVISORY SOLUTIONS, FINANCIAL & INSURANCE SERVICES | WEALTH 365 ADVISORS FINANCIAL AND INSURANCE SERVICES | THE FINANCIAL COLLECTIVE | SOVRAN PARTNERS | SOVRAN ADVISORS, LLC | PINDER & NEIMEYER FINANCIAL | PEARCY FINANCIAL PARTNERS AND INSURANCE SERVICES | PARLIAMENT WEALTH MANAGEMENT AND INSURANCE SERVICES | OLIRIA FINANCIAL | J. SPENCER JONES WEALTH MANAGEMENT | INTEGRATIVE WEALTH PARTNERS PLANNING, INVESTMENTS, INSURANCE SOLUTIONS | GREATER PACIFIC SOLUTIONS FINANCIAL & INSURANCE SERVICES | FINANCIAL HAUS | ENVISAGE WEALTH MANAGEMENT | ECLIPSE FINANCIAL ADVISORS | DIRECT PATH PLANNING, INVESTMENTS, INSURANCE SOLUTIONS | CONCIERGE WEALTH MANAGEMENT & INSURANCE SOLUTIONS
CRD#: 329415 / SEC#: 801-129342
RIA
Registered Investment Advisory firm - (1/12/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/22/2024)
IAR
California(2/23/2024)
RR
Colorado(3/28/2024)
RR
Georgia(2/22/2024)
RR
Hawaii(2/22/2024)
RR
Massachusetts(1/2/2025)
RR
Michigan(8/23/2024)
RR
Mississippi(2/22/2024)
RR
North Carolina(1/2/2025)
RR
Ohio(10/9/2025)
RR
Oklahoma(2/22/2024)
RR
Oregon(3/28/2024)
RR
Virginia(2/22/2024)
RR
Washington(2/22/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SOVRAN ADVISORS, LLC
COMPASS CAPITAL | WEALTHPOINTE ADVISORS | WEALTH ADVISORY SOLUTIONS, FINANCIAL & INSURANCE SERVICES | WEALTH 365 ADVISORS FINANCIAL AND INSURANCE SERVICES | THE FINANCIAL COLLECTIVE | SOVRAN PARTNERS | SOVRAN ADVISORS, LLC | PINDER & NEIMEYER FINANCIAL | PEARCY FINANCIAL PARTNERS AND INSURANCE SERVICES | PARLIAMENT WEALTH MANAGEMENT AND INSURANCE SERVICES | OLIRIA FINANCIAL | J. SPENCER JONES WEALTH MANAGEMENT | INTEGRATIVE WEALTH PARTNERS PLANNING, INVESTMENTS, INSURANCE SOLUTIONS | GREATER PACIFIC SOLUTIONS FINANCIAL & INSURANCE SERVICES | FINANCIAL HAUS | ENVISAGE WEALTH MANAGEMENT | ECLIPSE FINANCIAL ADVISORS | DIRECT PATH PLANNING, INVESTMENTS, INSURANCE SOLUTIONS | CONCIERGE WEALTH MANAGEMENT & INSURANCE SOLUTIONS
CRD#: 329415 / SEC#: 801-129342
RIA
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Contact information
Main Address
3131 Camino Del Rio N. Suite 800, San Diego, CA 92108
Mailing Address
Phone number
(619) 281-9890
Established
Firm type
Fiscal year end
# of Employees
58
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,470 |
| AUM (Assets Under Management) | $ 1,308,617,291 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
