Sean P. Kelleher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Patrick Kelleher, CFP® was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 2018. Sean had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2025 - January 20, 2026
TOWERPOINT WEALTH, LLC
March 21, 2024 - October 13, 2025
CETERA INVESTMENT ADVISERS LLC
August 1, 2019 - March 21, 2024
CETERA ADVISORS LLC
August 1, 2019 - October 13, 2025
CETERA ADVISORS LLC
September 17, 2018 - August 1, 2019
NEXT FINANCIAL GROUP, INC.
July 11, 2018 - August 1, 2019
NEXT FINANCIAL GROUP, INC.
Primary Firm SEC Registration
TOWERPOINT WEALTH, LLC
CRD#: 288593 / SEC#: 801-110596
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TOWERPOINT WEALTH, LLC
CRD#: 288593 / SEC#: 801-110596
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,390 |
| AUM (Assets Under Management) | $ 470,002,773 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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