Sean P. Kelleher

TOWERPOINT WEALTH

SACRAMENTO, CA 95814

Some features on this profile are disabled

CRD#: 6385777

Professional summary

Sean Patrick Kelleher, CFP® is a registered financial advisor currently at TOWERPOINT WEALTH, LLC located in Sacramento, California.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Sean has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed Insurance Agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Patrick Kelleher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

October 17, 2025 - Present

TOWERPOINT WEALTH, LLC

Office #1: 500 Capitol Mall Suite 2060, Sacramento, CA 95814

RIA

CRD#: 288593

SACRAMENTO, CA

Past

March 21, 2024 - October 13, 2025

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

GOLD RIVER, CA

Past

August 1, 2019 - March 21, 2024

CETERA ADVISORS LLC

RIA

CRD#: 10299

GOLD RIVER, CA

Past

August 1, 2019 - October 13, 2025

CETERA ADVISORS LLC

CRD#: 10299

GOLD RIVER, CA

Past

September 17, 2018 - August 1, 2019

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

Gold River, CA

Past

July 11, 2018 - August 1, 2019

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

Gold River, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TOWERPOINT WEALTH, LLC

CASPIAN ADVISORS, LLC | TOWERPOINT WEALTH, LLC

CRD#: 288593 / SEC#: 801-110596

RIA

Registered Investment Advisory firm - (5/26/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/17/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/11/2018

General Securities Representative Examination

Current Firm

TOWERPOINT WEALTH, LLC

CASPIAN ADVISORS, LLC | TOWERPOINT WEALTH, LLC

CRD#: 288593 / SEC#: 801-110596

RIA

Registered Investment Advisory firm - (5/26/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

500 Capitol Mall Suite 2060, Sacramento, CA 95814

Mailing Address

Phone number

(916) 405-9140

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR TOWERPOINT WEALTH, LLC (3/12/2025)

Regulatory assets under management

Total Number of Accounts	1,390
AUM (Assets Under Management)	$ 470,002,773

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jesus Zepeda

PFS INVESTMENTS INC.

SACRAMENTO, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sean P. Kelleher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Patrick Kelleher's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

Primary Firm SEC Registration

TOWERPOINT WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/17/2018

SIE

Date: 10/1/2018

Series 7

Date: 7/11/2018

Current Firm

TOWERPOINT WEALTH, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TOWERPOINT WEALTH, LLC

TRUST BUT VERIFY

Similar Advisors