JR
John Rice
BLACKSTONE SECURITIES PARTNERS L.P.
Denver, CO 80237
Some features on this profile are disabled
CRD#: 6385684
JR
Professional summary
John Rice Jr, who also goes by John Brannen Rice Jr., John Rice, is a registered financial professional currently at BLACKSTONE SECURITIES PARTNERS L.P. located in Denver, Colorado.
John is registered as a RR (Registered Representative) and started their career in finance in 2015. John has worked at 4 firms and has passed the Series 66, Series 79, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
John Brannen Rice Jr. | John Rice
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view John Rice Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 25, 2018 - Present
BLACKSTONE SECURITIES PARTNERS L.P.
Office #1: 4600 South Syracuse Street, Denver, CO 80237BD
CRD#: 17917
Denver, CO
Past
April 13, 2016 - September 11, 2018
ALLIANCEBERNSTEIN L.P.
RIA
CRD#: 108477
NEW YORK, NY
Past
April 12, 2016 - September 11, 2018
ALLIANCEBERNSTEIN INVESTMENTS, INC.
BD
CRD#: 14549
NEW YORK, NY
Past
December 18, 2015 - March 24, 2016
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
WEEHAWKEN, NJ
Past
September 10, 2015 - March 24, 2016
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/25/2018)
RR
Alaska(9/25/2018)
RR
Arizona(9/25/2018)
RR
Arkansas(9/25/2018)
RR
California(9/25/2018)
RR
Colorado(9/25/2018)
RR
Connecticut(9/25/2018)
RR
Delaware(9/25/2018)
RR
District of Columbia(9/25/2018)
RR
Florida(9/25/2018)
RR
Georgia(9/25/2018)
RR
Hawaii(9/25/2018)
RR
Idaho(9/25/2018)
RR
Illinois(9/25/2018)
RR
Indiana(9/25/2018)
RR
Iowa(9/25/2018)
RR
Kansas(9/25/2018)
RR
Kentucky(9/25/2018)
RR
Louisiana(9/25/2018)
RR
Maine(9/25/2018)
RR
Maryland(9/25/2018)
RR
Massachusetts(9/25/2018)
RR
Michigan(9/25/2018)
RR
Minnesota(9/25/2018)
RR
Mississippi(9/25/2018)
RR
Missouri(9/25/2018)
RR
Montana(9/25/2018)
RR
Nebraska(9/25/2018)
RR
Nevada(9/25/2018)
RR
New Hampshire(9/25/2018)
RR
New Jersey(9/25/2018)
RR
New Mexico(9/25/2018)
RR
New York(9/25/2018)
RR
North Carolina(9/25/2018)
RR
North Dakota(9/25/2018)
RR
Ohio(9/25/2018)
RR
Oklahoma(9/25/2018)
RR
Oregon(9/25/2018)
RR
Pennsylvania(9/25/2018)
RR
Puerto Rico(9/25/2018)
RR
Rhode Island(9/25/2018)
RR
South Carolina(9/25/2018)
RR
South Dakota(9/25/2018)
RR
Tennessee(9/25/2018)
RR
Texas(9/25/2018)
RR
Utah(9/25/2018)
RR
Vermont(9/25/2018)
RR
Virgin Islands(9/25/2018)
RR
Virginia(9/25/2018)
RR
Washington(9/25/2018)
RR
West Virginia(9/25/2018)
RR
Wisconsin(9/25/2018)
RR
Wyoming(9/25/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BLACKSTONE SECURITIES PARTNERS L.P.
BLACKSTONE ADVISORY PARTNERS L.P. | THE BLACKSTONE GROUP L.P. | THE BLACKSTONE GROUP | BLACKSTONE SECURITIES PARTNERS L.P. | BLACKSTONE CAPITAL MARKETS | BLACKSTONE ADVISORY SERVICES L.P.
CRD#: 17917 / SEC#: , 8-35941
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
345 Park Avenue, New York, NY 10154-0191
Mailing Address
601 Lexington Avenue 28th Floor, New York, NY 10022
Phone number
(212) 583-5000
Established
Delaware since 09/27/1988
Firm type
Partnership
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKSTONE GROUP HOLDINGS L.P. | LIMITED PARTNER | |
| BALLAS, ZACHARY | DESIGNATED PRINCIPAL | 6563232 |
| BLACKSTONE ADVISORY SERVICES L.L.C. | GENERAL PARTNER | |
| DEROSE, ANTHONY | CHIEF COMPLIANCE OFFICER | 5553578 |
| PAYNE, DAVID BRYAN | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, FINOP | 4984877 |
| SCHWARZMAN, STEPHEN ALLEN | CHAIRMAN & CEO | 861435 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
