TB
Tonya L. Bobbitt
Some features on this profile are disabled
CRD#: 6385298
TB
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tonya Lee Bobbitt, who also goes by Tonya L Bobbitt, Tonya Lee Joshua, Tonya Lee Walker, Tonya Walker, was a registered financial professional .
Tonya is a previously registered financial professional and started their career in finance in 2014. Tonya had worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Tonya L Bobbitt | Tonya Lee Joshua | Tonya Lee Walker | Tonya Walker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name: Notary Public Position: Notary Nature: To validate the signature of a person (for purposes of signing a document); administer oaths and affirmations; take affidavits and acknowledgments. Investment Related: No Hours: 5 Securities Trading Hours: 0 Start Date: 03/30/2014 Address: Home Address, Monroe NC 28110, United States Description: To execute notarial acts of a notary public (2) AIMBRIDGE HOSPITALITY DBA FAIRFIELD INN POSITION: Responsible for the front desk operation. NATURE: Fairfield Inn is a Marriott-brand hotel offering hotel accommodations and hospitality to maintain our guests' routine while traveling. INVESTMENT RELATED: No NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2022 ADDRESS: 1825 Williams Rd., Monroe NC 28110, United States DESCRIPTION: Responsible for the preparation and disposition of all Night Audit work. Responsible for the front desk operation including registering guests, making reservations, preparing daily reports regarding available rooms, balancing transactions and conducting security walks. (3) CAROLINA YOUTH COALITION POSITION: Volunteer to guide students through the college admissions process as a coach and motivator. NATURE: Mentoringunder-resourced students to enter, excel in, and graduate from college so they can become full participants in society.https://www.carolinayouth.org/about-us INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2022 ADDRESS: 6035 Florence Ave, Ste 200, Charlotte NC 28212, United States DESCRIPTION: A 501(c)(3) Charlotte-based non-profit organization that supports highly-motivated first-generation and low-income students by alleviating barriers to and through postsecondary education. (4) LEES BNB LLC POSITION: Co-Owner / Operator NATURE: Listing our property on a platform for the purpose of periodically short-term rental of residential space. INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2023 ADDRESS: Home Address, Monroe, NC 28110, United States DESCRIPTION: Listing our property on a platform for the purpose of periodically short-term rental of residential space. (5) PEER-TO-PEER CARSHARING POSITION: Co-owner / operator NATURE: Provide transportation via carsharing to people who are looking to have access to transportation in the area. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: Home Address, Monroe NC 28110, United States DESCRIPTION: This OBA will allow me to rent out my personal vehicle via an online and mobile interface which connects those interested in having access to transportation in the area. (5) E&T TRAVEL SOLUTIONS, LLC POSITION: Vice President / Chief Operating Officer NATURE: E&T Travel Solutions LLC endeavors to offer short to mid-term furnished housing units for rent specifically for traveling medical personnel. INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: 7308 E Independence Blvd, Ste C - V237, Charlotte NC 28227, United States DESCRIPTION: My role is responsible to manage the day-to-day operations of the business as well as provide housekeeping services as needed.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
October 22, 2021 - January 31, 2025
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
CHARLOTTE, NC
Past
October 22, 2021 - January 31, 2025
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
CHARLOTTE, NC
Past
April 21, 2017 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
CHARLOTTE, NC
Past
May 29, 2015 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
CHARLOTTE, NC
Past
October 22, 2014 - May 12, 2015
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
730 Third Avenue, New York, NY 10017-3206
Mailing Address
8500 Andrew Carnegie Boulevard Mail Stop Ssc/c2/08, Charlotte, NC 28262-8500
Phone number
(704) 988-3565
Established
Delaware since 01/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,319
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SOLE OWNER OF APPLICANT | |
| ABBOTT, ROSS HAMLET | PRESIDENT, CEO (INTERIM), CHIEF OPERATING OFFICER, ELECTED MANAGER | 2756063 |
| BARNHILL, HELEN GWYN | CHIEF LEGAL OFFICER | 2574877 |
| BELLUCCI, RAYMOND JOHN | ELECTED MANAGER | 1807977 |
| HEASLIP, DEREK JAMES | ELECTED MANAGER | 6318596 |
| INTIHAR, JEREMY ROSS | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 5040823 |
| LEWIS, BENJAMIN HERBERT | ELECTED MANAGER | 1687894 |
| MANGANO, JENNIFER LYNN | CHIEF FINANCIAL OFFICER | 7659359 |
| MUKHERJEE, NILADRI | ELECTED MANAGER | 5227234 |
| SARAVANAN, SHANKAR | VICE PRESIDENT, ELECTED MANAGER | 7789140 |
| STICKROD, CHRISTOPHER EUGENE | ELECTED MANAGER | 4627958 |
| WEINSTEIN, SCOTT WILLIAM | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 4324014 |
Regulatory assets under management
| Total Number of Accounts | 72,807 |
| AUM (Assets Under Management) | $ 34,343,329,152 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2025 | ||
| 12/13/2023 | ||
| 03/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
