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JM

Jarret W. Mcfarland

Some features on this profile are disabled
CRD#: 6384787
JM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jarret W Mcfarland, who also goes by Jarret Mcfarland, was a registered financial professional .

Jarret is a previously registered financial professional and started their career in finance in 2014. Jarret had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jarret Mcfarland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name: Jarret W. McFarland Inv rel: Y Addr: 10401 Innovation Drive Suite 125 Wauwatosa WI Nature: Individual Life Position: Agent Start: 07/01/2016 No hrs/mo: 0 No. No hrs/mo dur trading: 0. (2) Name: EverGuides Inv rel: Y Addr: W213N6159 Masters Drive Menomonee Falls, WI. 53051 Nature: Consulting Position: Co-owner and consultant/ educator Start: 2/01/2021 No hrs/mo: 5 No hrs/mo dur trading: 0 Duties: Host and instruct workshops that are pertinent to financial literacy and overall basic financial education (3) Name: EJ Logistics, LLC Inv rel: N Addr: 3645 S. 46th PL, Greenfield, WI 53220 Nature: Logistics - Over the road trucking Position: Co-Owner of the LLC Start: 06/01/2021 No hrs/mo: 10 No hrs/mo dur trading: 0 Duties: Limited paperwork, making sure maintenance is regularly scheduled on truck, and helping to oversee operations. My partners will be the primary point of contact for all administrative things. (4) Name: Home of Hope Inv rel: Y Addr: 9601 W Vera Ave, Milwaukee, WI 53224 Nature: Nonprofit Organization Position: Treasurer Start: 05/01/2022 No hrs/mo: 3 No hrs/mo dur trading: 0 Duties: Help with creating yearly budget, reviewing monthly cash flow, allocating resources, and ensuring financial viability of the organization.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 28, 2022 - October 16, 2024

MUTUAL OF AMERICA SECURITIES LLC

BD
CRD#: 27878
MILWAUKEE, WI
Past

March 25, 2017 - June 16, 2022

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
Wauwatosa, WI
Past

March 25, 2017 - June 16, 2022

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Wauwatosa, WI
Past

October 20, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
Milwaukee, WI
Past

October 13, 2014 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
Milwaukee, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/12/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/17/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/10/2014
General Securities Representative Examination

Current Firm

MO
MUTUAL OF AMERICA SECURITIES LLC
MUTUAL OF AMERICA SECURITIES CORPORATION | MUTUAL OF AMERICA SECURITIES LLC

CRD#: 27878 / SEC#: , 8-43278

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
320 Park Avenue, New York, NY 10022
Mailing Address
320 Park Avenue, New York, NY 10022-3869
Phone number
(212) 224-1600
Established
Delaware since 06/29/1990
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MUTUAL OF AMERICA HOLDING COMPANY LLCMEMBER
BAILEY, CHRISTOPHER DAVIDCHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER4582524
BRANT, DAVID ROBERTFINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO)2718478
GREGORY, IVAN BRUCEEXECUTIVE VICE PRESIDENT AND BOARD MANAGER4984456
JOHNSON, TROY SHERMANEXECUTIVE VICE PRESIDENT AND BOARD MANAGER3052097
MEDLIN, KYLE LAWRENCESENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER5496979
STEINGARTEN, BRIE ANNE ELIZABETHGENERAL COUNSEL AND SECRETARY5373977

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MUTUAL OF AMERICA SECURITIES LLC

CRD#: 27878

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