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MG

Mainak Ghosh

IRONLIGHT MARKETS
MOUNT VERNON, NY 10552
Some features on this profile are disabled
CRD#: 6384554
MG

Professional summary

Mainak Ghosh, who also goes by Mainak Ghosh, is a registered financial professional currently at IRONLIGHT MARKETS, LLC located in Mount Vernon, New York.

Mainak is registered as a RR (Registered Representative) and started their career in finance in 2025. Mainak has worked at 1 firm and has passed the Series 63, Series 79TO, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mainak Ghosh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mainak Ghosh's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 7, 2025 - Present

IRONLIGHT MARKETS, LLC

Office #1: 57 Vernon Parkway, Mount Vernon, NY 10552
BD
CRD#: 330576
MOUNT VERNON, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/20/2026)
RR
Florida
(5/19/2025)
RR
New York
(1/14/2025)
RR
Texas
(5/19/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 5/17/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 6/24/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/12/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/19/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

IM
IRONLIGHT MARKETS, LLC
IRONLIGHT MARKETS, LLC

CRD#: 330576 / SEC#: , 8-71224

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
57 Vernon Parkway, Mount Vernon, NY 10552
Mailing Address
57 Vernon Parkway, Mount Vernon, NY 10552
Phone number
(512) 416-8886
Established
Delaware since 03/16/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IRONLIGHT GROUP INCOWNER
CELEBUSKI, MATTHEW JOHNCHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER1869106
KRIM, ALAN MITCHELLCFO/FINOP2785337

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IRONLIGHT MARKETS, LLC

CRD#: 330576Mount Vernon, NY 10552

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