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John Mortimer Agnew

John M. Agnew

THE WEALTH COLLECTIVE
Los Angeles, CA 90012
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CRD#: 6383962
John Mortimer Agnew

Professional summary


John Mortimer Agnew, CFP®, CLU®, CPWA®, who also goes by John Mortimer Agnew, John Agnew, is a registered financial advisor currently at THE WEALTH COLLECTIVE, LLC located in Los Angeles, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. John has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


John Mortimer Agnew | John Agnew

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Rental Property; Los Angeles, CA; Investment related; Sole Proprietor / Owner / Partner; 04/2014; During business hours: 0; After business hours: .1 2) CA Resident Insurance Producer; licensed insurance agent/broker; Start Date: 2015; 2 hours during securities trading hours. 3) Higgins Loft Homeowners Association; Not investment-related; 108 W 2nd Street, Los Angeles, CA 90032; Board President of HOA; Start Date: June 2009; approximately 10 hours per month all outside securities trading hours.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view John Mortimer Agnew's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2017

CPWA®

Start date: 2021-08-23

Expire date: 2023-07-31

Experience


Current

September 11, 2020 - Present

THE WEALTH COLLECTIVE, LLC

Office #1: 360 E 2nd Street 8th Floor, Los Angeles, CA 90012
RIA
CRD#: 310389
Los Angeles, CA
Past

March 10, 2017 - September 15, 2020

MORGAN STANLEY

RIA
CRD#: 149777
PASADENA, CA
Past

March 10, 2017 - September 15, 2020

MORGAN STANLEY

BD
CRD#: 149777
PASADENA, CA
Past

January 13, 2015 - March 13, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
LOS ANGELES, CA
Past

December 11, 2014 - March 13, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
LOS ANGELES, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/11/2020)
IAR
Texas
(9/11/2020)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 1/12/2015
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


TW
THE WEALTH COLLECTIVE, LLC
THE WEALTH COLLECTIVE, LLC

CRD#: 310389 / SEC#: 801-119434

RIA
Registered Investment Advisory firm - (2/25/2021 Terminated)
California
Registered Investment Advisory firm - (2/24/2021 Approved)
Texas
Registered Investment Advisory firm - (1/8/2021 Conditional Restricted)
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Contact information


Main Address
360 E 2nd Street 8th Floor, Los Angeles, CA 90012
Mailing Address
Phone number
(310) 906-0313
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts176
AUM (Assets Under Management)$ 31,504,382

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE WEALTH COLLECTIVE, LLC

CRD#: 310389Los Angeles, CA 90012

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