Rohit S. Sood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rohit Singh Sood was a registered financial professional .
Rohit is a previously registered financial professional and started their career in finance in 2015. Rohit had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2017 - September 15, 2017
FORGE SECURITIES LLC
June 3, 2015 - March 7, 2017
BLACKROCK INVESTMENT MANAGEMENT, LLC
January 1, 2015 - March 7, 2017
BLACKROCK INVESTMENTS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
FORGE SECURITIES LLC
CRD#: 134596 / SEC#: , 8-66846
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
