Michael R. Palumberi
Professional summary
Michael Robert Palumberi, who also goes by Mike Palumberi, is a registered financial professional currently at DZ FINANCIAL MARKETS LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2015. Michael has worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Robert Palumberi's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2017 - Present
DZ FINANCIAL MARKETS LLC
Office #1: One Vanderbilt - 49th Floor Main Office, New York, NY 10017Office #2: One Vanderbilt 49th Floor, New York, NY 10017October 8, 2015 - October 19, 2016
NATIXIS SECURITIES AMERICAS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/13/2017)
Exams
FINRA
Current Firm
DZ FINANCIAL MARKETS LLC
CRD#: 47098 / SEC#: , 8-51687
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DZ BANK AG DEUTSCHE ZENTRAL-GENOSSENSCHAFTSBANK FRANKFURT AM MAIN (DZ BANK AG) | SHAREHOLDER | |
| ENGLERT, CHRISTIAN | DIRECTOR - BOARD MEMBER | 7938811 |
| KATTAN, EMILE | CHIEF COMPLIANCE OFFICER | 5080805 |
| KWAN, SAUPING | FINOP | 2314707 |
| MCCANN, NORAH ELIZABETH MS | DIRECTOR | 5081651 |
| ORTOLF, HELMUT PIUS | DIRECTOR - BOARD MEMBER | |
| SUMMERER, GERHARD JR | PRESIDENT | 2662173 |
Red Flags
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