Juliette C. Lafille
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Juliette Chloe Lafille, who also goes by Juliette Chloe Lafille-mowatt, was a registered financial professional .
Juliette is a previously registered financial professional and started their career in finance in 2014. Juliette had worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2024 - April 8, 2025
BTIG, LLC
November 7, 2023 - June 10, 2024
DEUTSCHE BANK SECURITIES INC.
August 11, 2020 - November 13, 2023
CITIGROUP GLOBAL MARKETS INC.
June 28, 2020 - June 15, 2021
CITI PRIVATE ALTERNATIVES, LLC
June 28, 2020 - November 13, 2023
CITIGROUP GLOBAL MARKETS INC.
July 11, 2017 - November 8, 2019
MACQUARIE CAPITAL (USA) INC.
April 14, 2015 - July 10, 2017
MIZUHO SECURITIES USA LLC
October 1, 2014 - January 8, 2015
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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