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Dane A. Ogden
STATE FARM INVESTMENT MANAGEMENT
LENOIR CITY, TN 37771
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CRD#: 6382265
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Professional summary
Dane Alexander Ogden is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Lenoir City, Tennessee and STATE FARM VP MANAGEMENT CORP. located in Dunwoody, Georgia.
Dane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Dane has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Ogden Productions; 1115 Stevens Lane, Lenoir City, TN 37771; Non-Investment-Related; Owner; Other: Filming and editing content for the Chamber of Commerce; 4/3/2017; Control of the checkbook, Review bank statements, make deposits in the checking account, Pay bills/Co-Signor on checking account. Basic Running of business.; 4 HR/MO & 2 HR/MO. 2) Dane Ogden's Insurance Agency; Insurance Agency; Investment-related; 105 E Broadway St Lenoir City, TN 37771-2909; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 02/01/2015; 80; 80; Service customers and supervise employees 3) Networking LLC; non-investment-related; 2085 Simpson Rd, Lenoir City, TN 37772; association/committee/council; officer; 4/1/2022; 4; 4; Run the twice a month meeting and a quarterly leadership meeting. 4) Committee of 100; non-investment-related; PO Box 1313, Lenoir City, TN 37771; association/committee/council; board member; 1/1/2022; 2; 2; Serve on board with primary focus on ideas for speakers for monthly meetings and how to better our community through our members. 5) Boys and Girls Club - Loudon County; Non-investment-related; 201 N B St Lenoir City TN 37771; Public Service; Board Member; None; 02/07/2023; 2; 2; Serve on the board of directors for the local boys and girls club chapter. 6) Smoky Mountain Christian Camp; non-investment-related; 157 Church Camp Rd, Tellico Plains, TN 37385; Public Service; Board Member; Vice President; 01/01/2025;2;1; Serve on their board.
CRS (Client Relationship Summary) - RIA
Click below to view Dane Alexander Ogden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 2, 2023 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 105 E Broadway Street, Lenoir City, TN 37771RIA
CRD#: 3487
LENOIR CITY, TN
Current
September 15, 2014 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 237 Perimeter Center Pkwy Ne, Dunwoody, GA 30346BD
CRD#: 43036
Dunwoody, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(4/13/2021)
IAR
Arkansas(5/2/2023)
RR
Missouri(12/17/2014)
IAR
Missouri(5/2/2023)
RR
Tennessee(10/28/2014)
IAR
Tennessee(5/3/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Lenoir City, TN 37771TRUST BUT VERIFY
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