BW
Brian Weber
ROBOTTI SECURITIES
New York, NY 10017
Some features on this profile are disabled
CRD#: 6382174
BW
Professional summary
Brian Weber is a registered financial professional currently at ROBOTTI SECURITIES, LLC located in New York, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2014. Brian has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Brian Weber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 17, 2015 - Present
ROBOTTI SECURITIES, LLC
Office #1: 125 Park Avenue, Suite 1607, New York, NY 10017BD
CRD#: 13251
New York, NY
Past
August 25, 2014 - August 14, 2015
ALLIED MILLENNIAL PARTNERS, LLC
BD
CRD#: 16569
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/15/2019)
RR
California(9/17/2015)
RR
Colorado(8/6/2021)
RR
Connecticut(1/21/2016)
RR
District of Columbia(9/21/2015)
RR
Florida(1/11/2016)
RR
Illinois(9/21/2015)
RR
Indiana(10/20/2021)
RR
Maryland(1/11/2016)
RR
Massachusetts(1/11/2016)
RR
New Jersey(9/21/2015)
RR
New York(8/17/2015)
RR
North Carolina(10/4/2016)
RR
Pennsylvania(5/17/2017)
RR
Rhode Island(2/8/2022)
RR
Texas(3/28/2016)
RR
Virginia(9/21/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RS
ROBOTTI SECURITIES, LLC
ROBOTTI & COMPANY, INCORPORATED | ROBOTTI SECURITIES, LLC | ROBOTTI & ENG, INCORPORATED | ROBOTTI & ENG, INC. | ROBOTTI & COMPANY, LLC
CRD#: 13251 / SEC#: , 8-28886
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
125 Park Avenue, Suite 1607, New York, NY 10017
Mailing Address
125 Park Avenue, Suite 1607, New York, NY 10017
Phone number
(212) 986-4800
Established
New York since 03/07/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (32 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBOTTI & COMPANY, INCORPORATED | STOCKHOLDER 100% OWNER OF APPLICANT | |
| KELLEHER, DENNIS MICHAEL | CHIEF COMPLIANCE OFFICER | 2107342 |
| MCQUEENEY, DAVID VINCENT | SROP, ROP | 2440806 |
| MEVORAH, ERWIN I | CFO, FIN/OP & SECRETARY | 1944735 |
| ROBOTTI, ROBERT EDWARD | PRESIDENT, CEO, GSP, TREASURER | 732905 |
| ROBOTTI, SUZANNE BENSON | DIRECTOR | 4616454 |
| SEKLIR, NANCY ELIZABETH | DIRECTOR | 1756843 |
| WASIAK, KENNETH RONALD | DIRECTOR | 1485703 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
