YG
Yehuda Z. Gross
KESTRA ADVISORY SERVICES
Boca Raton, FL 33487
Some features on this profile are disabled
CRD#: 6380562
YG
Professional summary
Yehuda Zalman Gross, CFP®, who also goes by Yehuda Z Gross, Yehuda Gross, Yudi Gross, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Boca Raton, Florida and KESTRA INVESTMENT SERVICES, LLC located in Boca Raton, Florida.
Yehuda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Yehuda has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Yehuda Z Gross | Yehuda Gross | Yudi Gross
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BN: Aequus Partners Financial Planning INV REL: Yes ADDR: 980 N. Federal Highway, #100 Boca Raton FL 33432 NOB: RR Activities through Kestra Investment Services, LLC using a DBA name; IA services through Kestra Advisory Services, LLC POS: Co-Founder and Financial Advisor Start Date: 7/2/2020 Hours per month: 41% - 50% (65 - 80 hours) Hours during trading hours: 41% - 50% (57 - 70 hours) Duties: manage accounts, financial planning, and investment strategies BN: Jacobson Jewish Community Foundation INV REL: No ADDR: 9901 Donna Klein Boulevard Boca Raton NY 33438 NOB: Community/Charitable/Civic Volunteer (Non-Leadership POS) POS: Foundation Board of Directors. Professional Advisory Board Chair (PAC) Start Date: 7/15/2020 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: As chair of the PAC, my job is to help create programming that helps grow the cohort of estate planners that are engaged in the organization. Foundation board chair, involved in meetings regarding the governance BN: Jewish Federation of South Palm Beach County INV REL: No ADDR: 9901 Donna Klein Blvd Boca Raton FL 33428 NOB: Board POS (Board of Directors, Board of Trustees, etc.) POS: Board Member Start Date: 4/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours during trading hours: 0% - 10% (0 - 14 hours) Duties: Attend board meetings - vote on issues relevant to governance. BN: Kestra Advisory Services, LLC INV REL: Yes ADDR: 5707 Southwest Parkway Austin TX 78735 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; IA services through Kestra Advisory Services, LLC POS: iar Start Date: 7/1/2020 Hours per month: 71% - 80% (113 - 128 hours) Hours during trading hours: Up to 100% (0 to 160 hours) Duties: iar BN: Yudi Gross Aequus Partners ,LLC INV REL: Yes ADDR: 980 N Federal Highway #110 Boca Raton FL 33432 NOB: Insurance POS: Financial Planner Start Date: 9/30/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours during trading hours: 0% - 10% (0 - 14 hours) Duties: Identify the appropriate insurance based on financial plans created in E-Money, BN: JEWISH FEDERATIONS OF NORTH AMERICA POS: National Co-Chair NOB: National Leadership Chair INV REL: No NUM OF HRS: 20 SECURITIES TRADING HOURS: 4 START DATE: 07/01/2022 ADDR: 25 Broadway, 17th Floor, New York City NY 10004 DESC: This is a leadership program for young adults. As national chair, I will help structure and organize events and the year's curriculum in conjunction with the Jewish Federation of North America's staff. BN: MESILA POS: Coach NAT: Coaching INV REL: No NUM OF HRS: 12 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2023 ADDR: NA, NA NJ 11111 DESC: Coach clients. Each client gets three sessions to cover the basics of budgeting, cashflow and debt management. There are no solutions offered or strategies recommended. Just overall education and understanding of concepts. BN: SHEFA FINANCIAL SERVICES, LLC POSITION: Owner, Partner, NOB: IA services through Kestra Advisory Services, LLC INV REL: Yes NUM OF HRS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/27/2024 ADDR: 2263 NW 2nd Ave, 103, Boca Raton FL 33431 DESCRIPTION: Serve as financial advisor and oversee the operations of the practice. BN: MYM DEVELOPMENT, LLC POS: Co-Owner NAT: Real Estate INV REL: Yes NUM OF HRS: 40 SECURITIES TRADING HOURS: 0 START DATE: 03/25/2024 ADDR: 7395 Avenida Del Mar, 1213, Boca Raton FL 33433, United States DESC: Help negotiate contracts, oversee project managers and construction as well as the marketing/sales team.
CRS (Client Relationship Summary) - RIA
Click below to view Yehuda Zalman Gross's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
July 9, 2020 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 6601 Park Of Commerce Blvd Suite 12-082, Boca Raton, FL 33487RIA
CRD#: 283330
Boca Raton, FL
Current
July 1, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 6601 Park Of Commerce Blvd Suite 12-082, Boca Raton, FL 33487BD
CRD#: 42046
Boca Raton, FL
Past
September 8, 2016 - July 2, 2020
MORGAN STANLEY
RIA
CRD#: 149777
BOCA RATON, FL
Past
September 7, 2016 - July 2, 2020
MORGAN STANLEY
BD
CRD#: 149777
BOCA RATON, FL
Past
January 7, 2015 - September 8, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BOCA RATON, FL
Past
December 2, 2014 - September 8, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BOCA RATON, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/1/2020)
RR
Florida(7/1/2020)
IAR
Florida(7/9/2020)
RR
Illinois(7/1/2020)
RR
Maryland(7/1/2020)
RR
Massachusetts(11/16/2022)
RR
Michigan(7/1/2020)
RR
New York(7/1/2020)
RR
Ohio(12/23/2020)
RR
Pennsylvania(7/1/2020)
RR
South Carolina(3/22/2021)
RR
Texas(4/7/2021)
IAR
Texas(10/20/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
