VN
Vincent Napolitano
KESTRA ADVISORY SERVICES
Ronkonkoma, NY
Some features on this profile are disabled
CRD#: 6380272
VN
Professional summary
Vincent Napolitano is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Ronkonkoma, New York and KESTRA INVESTMENT SERVICES, LLC located in Port Jefferson, New York.
Vincent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Vincent has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Coastline Wealth Management (Insurance) Investment Related: Yes Address: 414 Main Street Suite 302 Port Jefferson NY 11777 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Financial Advisor Start Date: 4/23/2021 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Option of providing life insurance or annuities to clients Business Name: Coastline Wealth Manangement Investment Related: Yes Address: 414 Main Street Suite 302 Port Jefferson NY 11777 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Financial advisor Start Date: 4/23/2021 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: Maintenance existing clients and find new clients PLANISWARE POSITION: Enterprise Account Manager NATURE: Enterprise Account Executive software INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 04/01/2022 ADDRESS: 300 Montgomery Street, San Francisco CA 94104, United States DESCRIPTION: Will be responsible for Account Management for current customer base while trying to obtain addition customers
CRS (Client Relationship Summary) - RIA
Click below to view Vincent Napolitano's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 25, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 1303 Main Street, Port Jefferson, NY 11777RIA
CRD#: 283330
Ronkonkoma, NY
Current
May 25, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1303 Main Street, Port Jefferson, NY 11777BD
CRD#: 42046
Port Jefferson, NY
Past
March 25, 2021 - May 26, 2021
LINCOLN INVESTMENT
RIA
CRD#: 519
Ronkonkoma, NY
Past
January 3, 2017 - May 26, 2021
LINCOLN INVESTMENT
BD
CRD#: 519
BOHEMIA, NY
Past
April 2, 2015 - January 3, 2017
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
BOHEMIA, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(5/25/2021)
IAR
New York(5/25/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
