David C. Brooks
Professional summary
David Colin Brooks, who also goes by David Brooks, David Colin Brooks, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Bridgewater, New Jersey.
David is registered as a RR (Registered Representative) and started their career in finance in 2015. David has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Colin Brooks's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 27, 2021 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 400 Crossing Blvd 4th Floor, Bridgewater, NJ 08807November 20, 2019 - October 1, 2021
ALLSPRING FUNDS DISTRIBUTOR, LLC
September 9, 2015 - January 16, 2018
WEDGE CAPITAL MANAGEMENT LLP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/27/2021)
(10/27/2021)
Exams
Series 7TO
Date: 11/20/2019
General Securities Representative ExaminationFINRA
Current Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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