Chao Yang

CONRAD CAPITAL MANAGEMENT

Hauppauge, NY 11788

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CRD#: 6379190

Professional summary

Chao Yang, who also goes by Amber Chao Yang, Chao Amber Yang, is a registered financial advisor currently at CONRAD CAPITAL MANAGEMENT, INC. located in Hauppauge, New York.

Chao is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Chao has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Amber Chao Yang | Chao Amber Yang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chao Yang's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2021 - Present

CONRAD CAPITAL MANAGEMENT, INC.

Office #1: 1300 Veterans Memorial Hwy Suite 230, Hauppauge, NY 11788

RIA

CRD#: 113648

Hauppauge, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONRAD CAPITAL MANAGEMENT, INC.

CRD#: 113648 / SEC#: 801-60622

RIA

Registered Investment Advisory firm - (10/16/2001 Approved)

New York

Registered Investment Advisory firm - (1/12/2004 Cancelled)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

CONRAD CAPITAL MANAGEMENT, INC.

CRD#: 113648 / SEC#: 801-60622

RIA

Registered Investment Advisory firm - (10/16/2001 Approved)

New York

Registered Investment Advisory firm - (1/12/2004 Cancelled)

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Contact information

Main Address

1300 Veterans Memorial Hwy Suite 230, Hauppauge, NY 11788

Mailing Address

Phone number

(631) 439-7878

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CONRAD CAPITAL MANAGEMENT, INC. ADV BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts	563
AUM (Assets Under Management)	$ 83,575,037

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Chao Yang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chao Yang's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONRAD CAPITAL MANAGEMENT, INC.

Primary Firm SEC Registration

CONRAD CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Current Firm

CONRAD CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONRAD CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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