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CK

Clayton S. Kiesewetter

TCBI SECURITIES
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 6379020
CK

Professional summary

Clayton Selby Kiesewetter, who also goes by Bobby Selby Kiesewetter, is a registered financial professional currently at TCBI SECURITIES, INC. located in Dallas, Texas.

Clayton is registered as a RR (Registered Representative) and started their career in finance in 2014. Clayton has worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bobby Selby Kiesewetter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Clayton Selby Kiesewetter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 2, 2026 - Present

TCBI SECURITIES, INC.

Office #1: 2000 Mckinney Avenue Suite 700, Dallas, TX 75201
BD
CRD#: 313304
Dallas, TX
Past

January 2, 2025 - February 18, 2026

MIZUHO SECURITIES USA LLC

BD
CRD#: 19647
NEW YORK, NY
Past

June 16, 2021 - December 23, 2024

GUGGENHEIM SECURITIES, LLC

BD
CRD#: 40638
NEW YORK, NY
Past

April 10, 2020 - May 28, 2021

BERKERY NOYES SECURITIES, LLC

BD
CRD#: 155918
NEW YORK, NY
Past

October 23, 2014 - April 1, 2020

SG AMERICAS SECURITIES, LLC

BD
CRD#: 128351
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/2/2026)
RR
Alaska
(3/2/2026)
RR
Arizona
(3/2/2026)
RR
Arkansas
(3/2/2026)
RR
California
(3/2/2026)
RR
Colorado
(3/2/2026)
RR
Connecticut
(3/2/2026)
RR
Delaware
(3/2/2026)
RR
District of Columbia
(3/2/2026)
RR
Florida
(3/2/2026)
RR
Georgia
(3/2/2026)
RR
Hawaii
(3/2/2026)
RR
Idaho
(3/2/2026)
RR
Illinois
(3/2/2026)
RR
Indiana
(3/2/2026)
RR
Iowa
(3/2/2026)
RR
Kansas
(3/2/2026)
RR
Kentucky
(3/2/2026)
RR
Louisiana
(3/2/2026)
RR
Maine
(3/2/2026)
RR
Maryland
(3/2/2026)
RR
Massachusetts
(3/2/2026)
RR
Michigan
(3/2/2026)
RR
Minnesota
(3/2/2026)
RR
Mississippi
(3/2/2026)
RR
Missouri
(3/2/2026)
RR
Montana
(3/2/2026)
RR
Nebraska
(3/2/2026)
RR
Nevada
(3/2/2026)
RR
New Hampshire
(3/2/2026)
RR
New Jersey
(3/2/2026)
RR
New Mexico
(3/2/2026)
RR
New York
(3/2/2026)
RR
North Carolina
(3/2/2026)
RR
North Dakota
(3/2/2026)
RR
Ohio
(3/2/2026)
RR
Oklahoma
(3/2/2026)
RR
Oregon
(3/2/2026)
RR
Pennsylvania
(3/2/2026)
RR
Rhode Island
(3/2/2026)
RR
South Carolina
(3/2/2026)
RR
South Dakota
(3/2/2026)
RR
Tennessee
(3/2/2026)
RR
Texas
(3/2/2026)
RR
Utah
(3/2/2026)
RR
Vermont
(3/2/2026)
RR
Virginia
(3/2/2026)
RR
Washington
(3/2/2026)
RR
West Virginia
(3/2/2026)
RR
Wisconsin
(3/2/2026)
RR
Wyoming
(3/2/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 9/10/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/17/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 10/23/2014
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TS
TCBI SECURITIES, INC.
TCBI SECURITIES | TEXAS CAPITAL SECURITIES | TCBI SECURITIES, INC.

CRD#: 313304 / SEC#: , 8-70682

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
Mailing Address
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
Phone number
(214) 932-6671
Established
Texas since 03/03/2021
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TEXAS CAPITAL BANCSHARES, INC.OWNER
ALVARADO, ANNA MARIADIRECTOR4433966
COLPITTS, JOEL BRIANPRINCIPAL FINANCIAL OFFICER AND FIN/OP2376942
GENYK, STEVENMUNICIPAL SECURITIES PRINCIPAL2324120
GETTY, JOSEPH MATTHEWAMLCO6343874
HOLMES, ROBERT CDIRECTOR2948416
HOVERMAN, DANIEL STEPHENSDIRECTOR, PRESIDENT5281289
OMAN, DAVIDDIRECTOR5685397
RIVERA, JASONCHIEF COMPLIANCE OFFICER5010925
SCURLOCK, JOHN MATTHEWDIRECTOR7521986

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TCBI SECURITIES, INC.

CRD#: 313304Dallas, TX 75201

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