Ioulia Guerin

HOLISTIC FINANCE LLC

BALLSTON SPA, NY

Some features on this profile are disabled

CRD#: 6378536

Professional summary

Ioulia Guerin, who also goes by Julia Guerin, Ioulia Guerin, is a registered financial advisor currently at HOLISTIC FINANCE LLC located in Ballston Spa, New York.

Ioulia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Ioulia has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Julia Guerin | Ioulia Guerin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HOLISTIC FINANCE LLC; INV REL; INSURANCE AGENT; INS SALES AND SERVICES; NINOLE, HI; APPROX 50% OF TIME; START 07/2025.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ioulia Guerin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 9, 2025 - Present

HOLISTIC FINANCE LLC

RIA

CRD#: 335108

BALLSTON SPA, NY

Past

March 27, 2024 - July 1, 2025

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

March 14, 2020 - November 2, 2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MINNEAPOLIS, MN

Past

October 6, 2014 - March 9, 2017

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

LATHAM, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/9/2025)

IAR

Texas
(7/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/10/2025

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/26/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/1/2021

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 3/14/2020

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 3/9/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/5/2014

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 6/28/2015

Investment Company Products/Variable Contracts Principal Examination

Current Firm

HOLISTIC FINANCE LLC

CRD#: 335108 / SEC#: 801-132342

RIA

Registered Investment Advisory firm - (4/25/2025 120-Day Approval)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Ninole, HI

Mailing Address

475 Kinoole St., Ste. 102 Pmb 300, Hilo, HI 96720

Phone number

(808) 746-7774

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (10/8/2025)

Regulatory assets under management

Total Number of Accounts	101
AUM (Assets Under Management)	$ 1,574,131

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ioulia Guerin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ioulia Guerin's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARK AVENUE SECURITIES LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/10/2025

Series 63

Date: 6/26/2020

Series 7TO

Date: 11/1/2021

Series 6TO

Date: 3/14/2020

SIE

Date: 3/9/2017

Series 6

Date: 10/5/2014

Series 26

Date: 6/28/2015

Current Firm

HOLISTIC FINANCE LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOLISTIC FINANCE LLC

TRUST BUT VERIFY

Similar Advisors