PF
Philip G. Ferraro
BLACKRIDGE ASSET MANAGEMENT
Jackson, MI
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CRD#: 6377895
PF
Professional summary
Philip Gerard Ferraro III, who also goes by Phil Ferraro, Philip Ferraro, is a registered financial advisor currently at BLACKRIDGE ASSET MANAGEMENT, LLC located in Jackson, Michigan and PEAK BROKERAGE SERVICES, LLC located in Jackson, Michigan.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Philip has worked at 5 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Phil Ferraro | Philip Ferraro
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mhsaa Position: Independent Contractor Nature: Sport Coach/Referee Investment Related: No Number Of Hours: 10 Securities Trading Hours: 0 Start Date: 08/01/2018 Address: Mhsaa, East Lansing Mi 48825, United States Description: I Am Going To Referee Wrestling To Support Youth Development. University Of Michigan Position: Advisory Board Nature: Board Member Investment Related: No Number Of Hours: 1 Securities Trading Hours: 1 Start Date: 11/01/2019 Address: 1110 South State Street, Ann Arbor Mi 48104, United States Description: I Have Accepted Invitation To The Michigan Athletics Career Advisory Board For Consulting And Developing Ideas And Opportunities To Support Current Student-Athletes And Alumni In Career Opportunities Beyond College And Sports. Business Entity: Blackridge Asset Management; Business Activity: RIA; Duties of Position: Solicit Sales; Title: IAR; Start Date: 01/21; Approx. # of hours per month spent on activity: 120; Approx. # of hours spent during trading hours: 96 Business Entity: Semper Salutaris; Business Activity: DBA; Address Jackson, Michigan; Duties of Position: Owner; Start date: 01/2023; Approx. # of hours per month spent on activity: 160; Approx. # of hours spent during trading hours: 160 Business Entity: Dedicated Insurance Strategies; Business Activity: Fixed Insurance Sales Agency; Address: Jackson, MI; Duties of Position: Executive Oversight/Producer; Title: CEO; Start Date: 10/5/2023; Approx. # of hours per month spent on activity: 20; Approx. # of hours spent during trading hours: 10 DBA: Dedicated Insurance Strategies; Type of service: Fixed insurance sales agency Public Notary for DBA Semper Salutaris and Dedicated Insurance Strategies, This is ala cart and may or may not receive payment for service Financial Coaching Services via Dave Ramsey's Financial Peace University, $100 per participant
CRS (Client Relationship Summary) - RIA
Click below to view Philip Gerard Ferraro III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 21, 2021 - Present
BLACKRIDGE ASSET MANAGEMENT, LLC
RIA
CRD#: 277085
Jackson, MI
Current
January 21, 2021 - Present
PEAK BROKERAGE SERVICES, LLC
Office #1: 209 E Washington Ave Ste 302, Jackson, MI 49201BD
CRD#: 157045
Jackson, MI
Past
November 6, 2018 - January 25, 2021
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
Southfield, MI
Past
November 6, 2018 - January 25, 2021
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
Southfield, MI
Past
March 25, 2017 - November 5, 2018
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Rives Junction, MI
Past
March 25, 2017 - November 5, 2018
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Rives Junction, MI
Past
December 18, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
ANN ARBOR, MI
Past
August 25, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
ANN ARBOR, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BLACKRIDGE ASSET MANAGEMENT, LLC
BLACKRIDGE ASSET MANAGEMENT, LLC
CRD#: 277085 / SEC#: 801-108114
RIA
Registered Investment Advisory firm - (7/8/2016 Approved)Florida
Registered Investment Advisory firm - (7/13/2016 Terminated)New York
Registered Investment Advisory firm - (7/13/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/27/2021)
RR
Michigan(1/21/2021)
IAR
Michigan(1/21/2021)
RR
New Jersey(1/21/2021)
RR
Virginia(1/21/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BA
BLACKRIDGE ASSET MANAGEMENT, LLC
BLACKRIDGE ASSET MANAGEMENT, LLC
CRD#: 277085 / SEC#: 801-108114
RIA
Registered Investment Advisory firm - (7/8/2016 Approved)Florida
Registered Investment Advisory firm - (7/13/2016 Terminated)New York
Registered Investment Advisory firm - (7/13/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477
Mailing Address
Phone number
(561) 641-5050
Established
Firm type
Fiscal year end
# of Employees
59
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 826 |
| AUM (Assets Under Management) | $ 196,842,156 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
