Amy M. Brown

SUMMIT GLOBAL INVESTMENTS

Woods Cross, UT

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CRD#: 6377882

Professional summary

Amy Melissa Brown, who also goes by Amy M Brown, Amy Melissa Janik, Amy Melissa Timas, is a registered financial advisor currently at SUMMIT GLOBAL INVESTMENTS, LLC located in Woods Cross, Utah and EQUITY SERVICES, INC. located in Albuquerque, New Mexico.

Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Amy has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Amy M Brown | Amy Melissa Janik | Amy Melissa Timas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) G2G ENTERPRISES, LLC - PARTNER W/ SPOUSE ROBERT M BROWN - PASS THROUGH ENTITY - WOODS CROSS, UT - SINCE 02/2012 - NOT INVESTMENT RELATED. NOT DURING TRADE HRS. 2.) SUMMIT GLOBAL INVESTMENTS, LLC - FINANCIAL ADVISOR, PARTNER - REGISTERED INVESTMENT ADVISOR - WOODS CROSS, UT - SINCE 08/2023 - INVESTMENT RELATED .DURING TRADE HRS. 3.) AMY BROWN - AGENT - NON-VARIABLE INSURANCE - WOODS CROSS, UT - SINCE 03/2020 - INVESTMENT RELATED. DURING TRADE HRS. 4.) SUMMIT GLOBAL PRIVATE WEALTH - FINANCIAL ADVISOR, PARTNER - DBA NAME FOR MARKETING PURPOSES ONLY - WOODS CROSS, UT - SINCE 11/2023 - INVESTMENT RELATED. DURING TRADE HRS. 5.) ROY CHRISTIAN CHURCH. 1413 W 2250 S, WOODS CROSS UT. NOT INV REL. SEPT 2025. BOARD MEMBER. HELP MAKE FINANCIAL DECISIONS FOR CHURCH AS MEMBER. NO ACCESS TO BANK ACCOUNTS. NOT DURING TRADE HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Melissa Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 25, 2023 - Present

SUMMIT GLOBAL INVESTMENTS, LLC

RIA

CRD#: 157091

Woods Cross, UT

Current

September 11, 2025 - Present

EQUITY SERVICES, INC.

Office #1: 4801 Lang Avenue Ne, Albuquerque, NM 87109Office #2: 1111 East Draper Parkway Suite 310, Draper, UT 84020

RIA

CRD#: 265

ALBUQUERQUE, NM

Past

November 28, 2023 - September 22, 2025

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

DRAPER, UT

Past

September 15, 2023 - November 15, 2023

VERITY INVESTMENTS, INC.

CRD#: 41527

DURHAM, NC

Past

September 27, 2022 - August 22, 2023

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

CLEARFIELD, UT

Past

February 22, 2016 - August 22, 2023

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

CLEARFIELD, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT GLOBAL INVESTMENTS, LLC

HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS

CRD#: 157091 / SEC#: 801-76631

RIA

Registered Investment Advisory firm - (5/10/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/11/2025)

Colorado
(9/11/2025)

Connecticut
(9/11/2025)

Florida
(9/11/2025)

Georgia
(9/12/2025)

IAR

Idaho
(11/16/2023)

Idaho
(9/12/2025)

Nevada
(9/11/2025)

IAR

New Mexico
(12/12/2024)

New Mexico
(9/11/2025)

Tennessee
(9/12/2025)

IAR

Utah
(8/25/2023)

Utah
(9/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/26/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/21/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/20/2016

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SUMMIT GLOBAL INVESTMENTS, LLC

HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS

CRD#: 157091 / SEC#: 801-76631

RIA

Registered Investment Advisory firm - (5/10/2012 Approved)

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Contact information

Main Address

620 South Main Street, Bountiful, UT 84010

Mailing Address

620 South Main Street, Bountiful, UT 84010

Phone number

(888) 251-4847

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (43 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SGI BROCHURE (9/15/2025)

SGI BROCHURE (5/21/2025)

Regulatory assets under management

Total Number of Accounts	6,923
AUM (Assets Under Management)	$ 1,921,141,101

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Amy M. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Melissa Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITY SERVICES, INC.

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

VERITY INVESTMENTS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

SUMMIT GLOBAL INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/26/2022

Series 63

Date: 4/21/2016

SIE

Date: 10/1/2018

Series 6

Date: 2/20/2016

FINRA

Current Firm

SUMMIT GLOBAL INVESTMENTS, LLC

Contact information

SEC notice filing (43 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT GLOBAL INVESTMENTS, LLC

TRUST BUT VERIFY

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