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KZ

Kristen L. Zingale

CETERA INVESTMENT ADVISERS
Westlake, OH 44145
Some features on this profile are disabled
CRD#: 6377735
KZ
Kristen Lee ZingaleCETERA INVESTMENT ADVISERS

Professional summary

Kristen Lee Zingale, who also goes by Kristen Lee Holthouse, Kristen Holthouse, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Westlake, Ohio and CETERA WEALTH SERVICES, LLC located in Westlake, Ohio.

Kristen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Kristen has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Aliases

Kristen Lee Holthouse | Kristen Holthouse

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: NOTARY; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY; START DATE: 07/2016; POSITION/TITLE/RELATIONSHIP: NOTARY; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS; 2. NAME OF OTHER BUSINESS: SAORSA WEALTH MANAGEMENT LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES AND WEALTH MANAGEMENT; START DATE: 11/2019; POSITION/TITLE/RELATIONSHIP: CLIENT SERVICE ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE SUPPORT FOR FINANCIAL ADVISOR;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristen Lee Zingale's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 23, 2026 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 24600 Detroit Road Unit 201, Westlake, OH 44145
RIA
CRD#: 105644
Westlake, OH
Current

July 22, 2026 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 24600 Detroit Rd., Ste. 201, Westlake, OH 44145
BD
CRD#: 13572
Westlake, OH
Past

January 22, 2020 - August 3, 2026

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
Westlake, OH
Past

January 10, 2020 - August 3, 2026

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
Westlake, OH
Past

November 14, 2016 - November 11, 2019

JANNEY MONTGOMERY SCOTT LLC

RIA
CRD#: 463
CLEVELAND, OH
Past

September 2, 2015 - November 11, 2019

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Ohio
(7/22/2026)
IAR
Ohio
(7/23/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/11/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/2/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Westlake, OH 44145

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