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Nicole N. Sargent

ENTREWEALTH
San Diego, CA 92111
Some features on this profile are disabled
CRD#: 6376773
NS

Professional summary

Nicole Noel Sargent, who also goes by Nicole Noel Feehan, is a registered financial advisor currently at ENTREWEALTH located in San Diego, California.

Nicole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Nicole has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Nicole Noel Feehan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicole Noel Sargent's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 26, 2026 - Present

ENTREWEALTH

Office #1: 3740 Cameo Court, San Diego, CA 92111
RIA
CRD#: 317553
San Diego, CA
Past

March 29, 2021 - January 12, 2026

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
La Mesa, CA
Past

March 29, 2021 - January 12, 2026

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
La Mesa, CA
Past

February 5, 2018 - November 1, 2019

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
La Mesa, CA
Past

February 2, 2018 - November 1, 2019

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
La Mesa, CA
Past

January 30, 2017 - February 26, 2018

GOOD LIFE ADVISORS, LLC

RIA
CRD#: 171898
La Mesa, CA
Past

January 3, 2017 - February 12, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
LA MESA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EN
ENTREWEALTH
ENTREWEALTH | SOCHA CAPITAL WEALTH STRATEGIES | SOCHA CAPITAL | ENTREWEALTH, LLC

CRD#: 317553 / SEC#: 801-130035

RIA
Registered Investment Advisory firm - (4/26/2024 Approved)
Texas
Registered Investment Advisory firm - (5/1/2024 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/26/2026)
IAR
Texas
(1/26/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/22/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/28/2016
General Securities Representative Examination

Current Firm

EN
ENTREWEALTH
ENTREWEALTH | SOCHA CAPITAL WEALTH STRATEGIES | SOCHA CAPITAL | ENTREWEALTH, LLC

CRD#: 317553 / SEC#: 801-130035

RIA
Registered Investment Advisory firm - (4/26/2024 Approved)
Texas
Registered Investment Advisory firm - (5/1/2024 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1101 Quaker Ridge Dr, Austin, TX 78746
Mailing Address
701 S Capital Of Texas Hwy Ste D420-343, Austin, TX 78746
Phone number
(512) 240-2244
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A, PRIVACY NOTICE (5/21/2025)

Regulatory assets under management

Total Number of Accounts522
AUM (Assets Under Management)$ 222,597,035

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ENTREWEALTH

CRD#: 317553San Diego, CA 92111

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