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Sandra Zembachs Vermillera

FIRST DOMINION CAPITAL
RICHMOND, VA
·CRD# 6376063·12 years experience

Professional Summary

Sandra Zembachs Vermillera, who also goes by Sandra Zembachs, Sandy Zembachs, is a registered financial advisor currently at FIRST DOMINION CAPITAL CORP. located in Richmond, Virginia. Sandra is registered as a RR (Registered Representative) and started their career in finance in 2014. Sandra has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sandra Zembachs, Sandy Zembachs

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

FIRST DOMINION CAPITAL CORP.·CRD# 16330
BD
8730 Stony Point Parkway Building Iii, Suite 205, Richmond, VA 23235
September 23, 2014 - Present

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Current Firm

FD
FIRST DOMINION CAPITAL CORP.

FIRST DOMINION CAPITAL CORP | VONTOBEL FUND DISTRIBUTORS, INC. | TYNDALL-NEWPORT DISTRIBUTORS, INC. | TYNDALL DISTRIBUTORS, INC. | NEWPORT DISTRIBUTORS, INC. | FIRST DOMINION CAPITAL CORPORATION | FIRST DOMINION CAPITAL CORP.

CRD#: 16330 / SEC#: 8-33719
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

8730 Stony Point Parkway Building Iii, Suite 205, Richmond, VA 23235

Mailing Address

8730 Stony Point Parkway Suite 205, Richmond, VA 23235

Phone Number

(804) 304-1689

Established

Virginia since 11/01/1984

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (18 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PRICE, JOHN CLIFFORDOWNER1707529
ANCI, CHRISTOPHER FRANCISPRESIDENT, FINOP, PRINCIPAL2747555
PORTWOOD, WILLIAM BOYCECHIEF COMPLIANCE OFFICER4853700
VERMILLERA, SANDRA ZEMBACHSVICE PRESIDENT, TREASURER, PRINCIPAL6376063

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(1/5/2024)
RR
Texas
(1/5/2024)
RR
Virginia
(10/27/2014)
RR
Wisconsin
(1/5/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2014About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2016About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 2014About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Dec 2017About the Series 24 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Apr 2015About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Sandra Zembachs Vermillera's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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