Brandon T. Trammell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon Thomas Trammell, who also goes by Brandon T Trammell, Brandon Trammell, was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 2015. Brandon had worked at 3 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2021 - July 24, 2021
BAY STREET CAPITAL HOLDINGS
April 19, 2021 - July 25, 2022
AFINITIV LLC
May 13, 2015 - January 19, 2021
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 12/31/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
BAY STREET CAPITAL HOLDINGS
CRD#: 299361 / SEC#: 801-125742
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 500 |
| AUM (Assets Under Management) | $ 75,900,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
