LH
Lockwood P. Holmes
VINCIMUS CAPITAL
MALIBU, CA 90265
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CRD#: 6375607
LH
Professional summary
Lockwood Pool Holmes, who also goes by Lockwood Holmes, is a registered financial advisor currently at VINCIMUS CAPITAL, LLC located in Malibu, California.
Lockwood is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Lockwood has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lockwood Holmes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Effective 2/26/2024, Member and manager of GP Jax Surf LLC, an investment-related vehicle located at 7077 Bonneval Rd Suite 610, Jacksonville, FL 32216 that is a minority owner of a surf precinct and wave pool development in Jacksonville, FL. Estimated number of hours per month is 20, all of which occur during securities trading hours. Main duties are working alongside other partners to coordinate and manage the various stages of development for the surf park. Effective 4/15/2024, member and manager of Sagacity DP LLC, an investment-related vehicle located at 7077 SW 44th St, Oklahoma City, OK 73179 that participated in the acquisition of entertainment group Dude Perfect. Estimated number of hours per month is 5, all of which occur during securities trading hours. In addition to structuring and launching investment vehicle, main duties include administrative operations and reporting for Sagacity DP LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Lockwood Pool Holmes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 17, 2022 - Present
VINCIMUS CAPITAL, LLC
Office #1: 29160 Heathercliff Rd Suite 203, Malibu, CA 90265RIA
CRD#: 321865
MALIBU, CA
Past
March 5, 2015 - November 11, 2022
INTEGRITY FINANCIAL CORPORATION
RIA
CRD#: 137125
MALIBU, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VINCIMUS CAPITAL, LLC
VINCIMUS | VINCIMUS CAPITAL, LLC
CRD#: 321865 / SEC#: 801-125872
RIA
Registered Investment Advisory firm - (6/9/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/17/2022)
IAR
Florida(6/27/2022)
Current Firm
VC
VINCIMUS CAPITAL, LLC
VINCIMUS | VINCIMUS CAPITAL, LLC
CRD#: 321865 / SEC#: 801-125872
RIA
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Contact information
Main Address
29160 Heathercliff Rd Suite 203, Malibu, CA 90265
Mailing Address
Phone number
(904) 226-4946
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 301 |
| AUM (Assets Under Management) | $ 167,753,123 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VINCIMUS CAPITAL, LLC
CRD#: 321865Malibu, CA 90265TRUST BUT VERIFY
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