Nicholas H. Wesselman
STRATEGIC ADVISERS LLC | Wealth Management Planning Consultant
COVINGTON, KY
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CRD#: 6375599
Professional summary
Nicholas H Wesselman, CFP®, who also goes by Nicholas Herman Wesselman, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Covington, Kentucky and FIDELITY BROKERAGE SERVICES LLC located in Cincinnati, Ohio.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Nicholas has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Biography
As a Planning Consultant, I partner with our Wealth Management Advisors to help ensure your family's unique financial planning and service needs are met. Together, our team helps clients and their families grow and protect their wealth, make sound investment decisions, and simplify their financial lives.
Question & Answer
What are your service offerings?
Insurance Planning
Budgeting
Comprehensive Financial Planni...
Estate Planning
Are you a "fiduciary"?
Yes
Aliases
Nicholas Herman Wesselman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas H Wesselman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Education
University of Louisville
Master of Engineering - Mechanical Engineering
Northern Kentucky University
Bachelor of Business Administration - Business Administration, Marketing
2014
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 3805 Edwards Rd Rookwood Tower Ste 110 & Ste 600, Cincinnati, OH 45209-1900RIA
CRD#: 104555
COVINGTON, KY
Current
August 29, 2014 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 3805 Edwards Rd Rookwood Tower Ste 110 & Ste 600, Cincinnati, OH 45209BD
CRD#: 7784
CINCINNATI, OH
Past
May 30, 2019 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
COVINGTON, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/9/2014)
RR
Alaska(10/9/2014)
RR
Arizona(10/9/2014)
RR
Arkansas(10/9/2014)
RR
California(10/9/2014)
RR
Colorado(10/9/2014)
RR
Connecticut(10/9/2014)
RR
Delaware(10/9/2014)
RR
District of Columbia(10/9/2014)
RR
Florida(10/9/2014)
RR
Georgia(10/9/2014)
RR
Hawaii(10/9/2014)
RR
Idaho(10/9/2014)
RR
Illinois(10/9/2014)
RR
Indiana(10/9/2014)
RR
Iowa(10/9/2014)
RR
Kansas(10/9/2014)
RR
Kentucky(10/8/2014)
IAR
Kentucky(3/31/2025)
RR
Louisiana(10/9/2014)
RR
Maine(10/9/2014)
RR
Maryland(10/9/2014)
RR
Massachusetts(10/9/2014)
RR
Michigan(10/9/2014)
RR
Minnesota(10/9/2014)
RR
Mississippi(10/9/2014)
RR
Missouri(10/9/2014)
RR
Montana(10/9/2014)
RR
Nebraska(10/9/2014)
RR
Nevada(10/9/2014)
RR
New Hampshire(10/9/2014)
RR
New Jersey(10/9/2014)
RR
New Mexico(10/9/2014)
RR
New York(10/9/2014)
RR
North Carolina(10/10/2014)
RR
North Dakota(10/9/2014)
RR
Ohio(10/10/2014)
IAR
Ohio(3/31/2025)
RR
Oklahoma(10/9/2014)
RR
Oregon(10/9/2014)
RR
Pennsylvania(10/9/2014)
RR
Rhode Island(10/9/2014)
RR
South Carolina(10/9/2014)
RR
South Dakota(10/9/2014)
RR
Tennessee(10/9/2014)
RR
Texas(10/9/2014)
IAR
Texas(3/31/2025)
RR
Utah(10/9/2014)
RR
Vermont(10/9/2014)
RR
Virginia(10/9/2014)
RR
Washington(10/9/2014)
RR
West Virginia(10/9/2014)
RR
Wisconsin(10/9/2014)
RR
Wyoming(10/9/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Wealth Management Planning ConsultantCRD#: 104555Covington, KYTRUST BUT VERIFY
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Contact information
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