Alexander V. Masotti
Professional summary
Alexander Victor Masotti, who also goes by Alex Masotti, is a registered financial professional currently at WILLIAM O'NEIL SECURITIES located in New York, New York.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 2020. Alexander has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO, Series 3, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexander Victor Masotti's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 23, 2020 - Present
WILLIAM O'NEIL SECURITIES
Office #1: 485 Lexington Avenue 30th Floor Suite 3015, New York, NY 10017August 25, 2020 - December 31, 2023
WILLIAM O'NEIL + COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/22/2020
General Securities Representative ExaminationFINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
WILLIAM O'NEIL SECURITIES
CRD#: 894 / SEC#: , 8-11763
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
