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Travis James Mulvihill

ATTIS SECURITIES
Denver, CO
·CRD# 6374810·12 years experience

Professional Summary

Travis James Mulvihill, who also goes by Travis James Mulvihill, Travis Mulvihill, Travis J Mulvihill, is a registered financial advisor currently at ATTIS SECURITIES located in Denver, Colorado. Travis is registered as a RR (Registered Representative) and started their career in finance in 2014. Travis has worked at 4 firms and has passed the Series 63, Series 66, Series 99TO, Series 7TO, Series 79TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Travis James Mulvihill, Travis Mulvihill, Travis J Mulvihill

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

Current

ATTIS SECURITIESCurrent·CRD# 330249
BD
260 N Josephine Street Suite 300, Denver, CO 80206
February 3, 2025 - Present

Past

MORGAN STANLEY & CO. LLCPast·CRD# 8209
BD
New York, NY
September 8, 2021 - September 18, 2023
ROTHSCHILD & CO US INC.Past·CRD# 2910
BD
New York, NY
August 10, 2020 - August 23, 2021
MORGAN STANLEYPast·CRD# 149777
RIA
Denver, CO
January 5, 2015 - June 18, 2018
MORGAN STANLEYPast·CRD# 149777
BD
Denver, CO
September 26, 2014 - June 18, 2018

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Current Firm

AS
ATTIS SECURITIES

ATTIS SECURITIES | ATTIS SECURITIES LLC

CRD#: 330249 / SEC#: 8-71235
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

260 N Josephine Street, Suite 300, Denver, CO 80206

Mailing Address

260 N Josephine Street, Suite 300, Denver, CO 80206

Phone Number

(303) 879-6222

Established

Delaware since 11/28/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ATTIS SECURITIES HOLDINGS, LPMEMBER—
AKA, KOSSIWA JUSTINEGENERAL SECURITIES PRINCIPAL5461943
BUNN, HAMISH MACGREGORCEO, CCO4176459
MARRONE, MICHAEL THOMASFINOP/PFO/POO4859949

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(2/3/2025)
RR
New York
(6/26/2026)
RR
Texas
(3/28/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2023About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Jan 2015About the Series 66 exam

Series 99TO — Operations Professional Examination

Passed Mar 2025About the Series 99TO exam

Series 7TO — General Securities Representative Examination

Passed Apr 2023About the Series 7TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Aug 2020About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2014About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Travis James Mulvihill's CRS (Customer Relationship Summary).

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