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KA

Kossiwa Justine Aka

FINANCE OF AMERICA SECURITIES
St. Paul, MN
·CRD# 5461943·18 years experience

Professional Summary

Kossiwa Justine Aka, who also goes by Kossiwa Aka, is a registered financial advisor currently at FINANCE OF AMERICA SECURITIES LLC located in St. Paul, Minnesota and ATTIS SECURITIES located in Denver, Colorado. Kossiwa is registered as a RR (Registered Representative) and started their career in finance in 2008. Kossiwa has worked at 11 firms and has passed the Series 65, Series 66, Series 82TO, Series 52TO, Series 99TO, Series 42, Series 79TO, SIE, Series...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kossiwa Aka

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

FINANCE OF AMERICA SECURITIES LLC·CRD# 284464
BD
30 East 7th St, Suite 2350, St. Paul, MN 55101
February 21, 2017 - Present
ATTIS SECURITIES·CRD# 330249
BD
260 N Josephine Street Suite 300, Denver, CO 80206
January 27, 2025 - Present
MILLER TABAK ASSET MANAGEMENT·CRD# 147381
RIA
New York, NY
October 7, 2014 - October 10, 2016
EIGHT PINES SECURITIES LLC·CRD# 153794
BD
New York, NY
March 14, 2014 - June 15, 2015
CR GLOBAL MARKETS INC.·CRD# 166318
BD
New York, NY
July 24, 2013 - October 15, 2013
CHURCHILL CAPITAL USA, INC.·CRD# 143278
BD
New York, NY
May 10, 2013 - February 13, 2020
MILLER TABAK + CO., LLC·CRD# 47293
BD
New York, NY
February 7, 2013 - September 23, 2014
ICAPITAL MARKETS LLC·CRD# 118219
BD
New York, NY
January 22, 2013 - October 16, 2013
BLACKBOOK CAPITAL, LLC·CRD# 123234
BD
Hillside, NJ
May 4, 2011 - June 29, 2012
DIMENSION TRADING GROUP, LLC·CRD# 147929
BD
New York, NY
April 27, 2011 - June 1, 2011
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
New York, NY
January 25, 2008 - May 13, 2009

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Current Firm

AS
ATTIS SECURITIES

ATTIS SECURITIES | ATTIS SECURITIES LLC

CRD#: 330249 / SEC#: 8-71235
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

260 N Josephine Street, Suite 300, Denver, CO 80206

Mailing Address

260 N Josephine Street, Suite 300, Denver, CO 80206

Phone Number

(303) 879-6222

Established

Delaware since 11/28/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ATTIS SECURITIES HOLDINGS, LPMEMBER—
AKA, KOSSIWA JUSTINEGENERAL SECURITIES PRINCIPAL5461943
BUNN, HAMISH MACGREGORCEO, CCO4176459
MARRONE, MICHAEL THOMASFINOP/PFO/POO4859949

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(3/5/2024)
RR
Colorado
(1/31/2025)
RR
Illinois
(3/5/2024)
RR
Minnesota
(3/5/2024)
RR
New York
(2/25/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2013About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Feb 2008About the Series 66 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jan 2023About the Series 82TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 42 — Registered Options Representative Examination

Passed Jan 2023

Series 79TO — Investment Banking Registered Representative Examination

Passed Apr 2019About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Jul 2013About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Jan 2008About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Sep 2014About the Series 27 exam

Series 53 — Municipal Securities Principal Examination

Passed Mar 2013About the Series 53 exam

Series 14 — Compliance Officer Examination

Passed Feb 2013About the Series 14 exam

Series 4 — Registered Options Principal Examination

Passed Feb 2012About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jan 2012About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kossiwa Justine Aka's CRS (Customer Relationship Summary).

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KA
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