CS
Camille M. Smalley
FORESIDE FUND SERVICES
Portland, ME 04101
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CRD#: 6373606
CS
Professional summary
Camille Marie Smalley, who also goes by Camille Marie Smalley, Camille M Smalley, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Portland, Maine and SMEAD FUNDS DISTRIBUTORS, LLC located in Portland, Maine.
Camille is registered as a RR (Registered Representative) and started their career in finance in 2019. Camille has worked at 18 firms and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Camille Marie Smalley | Camille M Smalley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Camille Marie Smalley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 27, 2018 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101Office #2: 135 W. 50th St. Suite 200, New York, NY 10020BD
CRD#: 46106
Portland, ME
Current
June 29, 2022 - Present
SMEAD FUNDS DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 173734
Portland, ME
Current
June 29, 2022 - Present
ORBIS INVESTMENTS (U.S.), LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 172663
Portland, ME
Current
June 29, 2022 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 148477
Portland, ME
Current
June 29, 2022 - Present
FORESIDE GLOBAL SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 147382
Portland, ME
Current
June 29, 2022 - Present
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
Office #1: 155 N Wacker Drive Suite 4250, Chicago, IL 60606Office #2: 190 Middle Street Suite 301, Portland, ME 04101Office #3: 155 N Wacker Drive Suite 4250, Chicago, IL 60606BD
CRD#: 143809
Chicago, IL
Current
June 29, 2022 - Present
IMST DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 130745
Portland, ME
Current
June 29, 2022 - Present
STERLING CAPITAL DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 103934
Portland, ME
Current
June 29, 2022 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 103848
Portland, ME
Current
June 29, 2022 - Present
MGI FUNDS DISTRIBUTORS, LLC
Office #1: 99 High Street, Boston, MA 02110Office #2: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 35682
Boston, MA
Current
June 29, 2022 - Present
FORESIDE FUNDS DISTRIBUTORS LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 31334
Portland, ME
Current
June 29, 2022 - Present
PARNASSUS FUNDS DISTRIBUTOR, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 15883
Portland, ME
Current
June 29, 2022 - Present
FUNDS DISTRIBUTOR, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 7174
Portland, ME
Current
December 9, 2024 - Present
DISTRIBUTION SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 25938
Portland, ME
Current
May 1, 2025 - Present
NORTHERN FUNDS DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 45943
Portland, ME
Current
May 1, 2025 - Present
FORESIDE DISTRIBUTION SERVICES, L.P.
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 15634
Portland, ME
Past
June 29, 2022 - August 8, 2022
FORESIDE INVESTMENT SERVICES, LLC
BD
CRD#: 30016
Portland, ME
Past
June 29, 2022 - October 11, 2023
COMPASS DISTRIBUTORS, LLC
BD
CRD#: 172662
Portland, ME
Past
June 19, 2019 - November 14, 2019
PARNASSUS FUNDS DISTRIBUTOR, LLC
BD
CRD#: 15883
Portland, ME
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2023)
RR
Alaska(1/3/2023)
RR
Arizona(1/3/2023)
RR
Arkansas(1/3/2023)
RR
California(1/3/2023)
RR
Colorado(1/3/2023)
RR
Connecticut(1/3/2023)
RR
Delaware(1/3/2023)
RR
District of Columbia(1/3/2023)
RR
Florida(1/3/2023)
RR
Georgia(1/3/2023)
RR
Hawaii(1/3/2023)
RR
Idaho(1/3/2023)
RR
Illinois(1/3/2023)
RR
Indiana(1/3/2023)
RR
Iowa(1/3/2023)
RR
Kansas(1/3/2023)
RR
Kentucky(1/3/2023)
RR
Louisiana(1/3/2023)
RR
Maine(10/21/2019)
RR
Maryland(1/3/2023)
RR
Massachusetts(1/3/2023)
RR
Michigan(1/3/2023)
RR
Minnesota(1/3/2023)
RR
Mississippi(1/3/2023)
RR
Missouri(1/3/2023)
RR
Montana(1/3/2023)
RR
Nebraska(1/3/2023)
RR
Nevada(1/3/2023)
RR
New Hampshire(1/3/2023)
RR
New Jersey(1/3/2023)
RR
New Mexico(1/3/2023)
RR
New York(1/3/2023)
RR
North Carolina(1/3/2023)
RR
North Dakota(1/3/2023)
RR
Ohio(1/3/2023)
RR
Oklahoma(1/3/2023)
RR
Oregon(1/3/2023)
RR
Pennsylvania(1/3/2023)
RR
Puerto Rico(1/3/2023)
RR
Rhode Island(1/3/2023)
RR
South Carolina(1/3/2023)
RR
South Dakota(1/3/2023)
RR
Tennessee(1/3/2023)
RR
Texas(1/3/2023)
RR
Utah(1/3/2023)
RR
Vermont(1/3/2023)
RR
Virgin Islands(1/3/2023)
RR
Virginia(1/3/2023)
RR
Washington(1/3/2023)
RR
West Virginia(1/3/2023)
RR
Wisconsin(1/3/2023)
RR
Wyoming(1/3/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FD
FORESIDE DISTRIBUTION SERVICES, L.P.
BISYS FUND SERVICES LIMITED PARTNERSHIP | THE WINSBURY CORPORATION | FORESIDE DISTRIBUTION SERVICES, L.P.
CRD#: 15634 / SEC#: , 8-32480
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Ohio since 11/25/1986
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | GENERAL AND LIMITED PARTNER | |
| BRUNNER, JENNIFER ANNE | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FORESIDE DISTRIBUTION SERVICES, L.P.
CRD#: 15634Portland, ME 04101TRUST BUT VERIFY
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