Stephen Patrick Mccormick
Professional Summary
Stephen Patrick Mccormick is a registered financial advisor currently at TWO SIGMA SECURITIES, LLC located in New York, New York and TWO SIGMA EXECUTION SERVICES, LLC located in New York, New York. Stephen is registered as a RR (Registered Representative) and started their career in finance in 2014. Stephen has worked at 3 firms and has passed the SIE and Series 99 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
12 years in the financial services industry
Current & Past Employments
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Current Firm
TWO SIGMA EXECUTION SERVICES, LLC
Contact Information
Main Address
100 Avenue Of The Americas 2nd Floor, New York, NY 10013Mailing Address
100 Avenue Of The Americas 2nd Floor, New York, NY 10013Phone Number
(212) 625-5700Established
Delaware since 06/01/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TWO SIGMA SECURITIES GROUP HOLDINGS, LLC | SOLE MEMBER | — |
| LENTERMAN, REMCO OSCAR | CHIEF EXECUTIVE OFFICER | 2270233 |
| LUBETSKY, JASON MATTHEW | FINOP, CFO, AND PRINCIPAL FINANCIAL OFFICER | 4012781 |
| VALLESE, CARL JOSEPH | CHIEF COMPLIANCE OFFICER | 4464191 |
| VIADRO, DIMITRI | COO AND PRINCIPAL OPERATIONS OFFICER | 5027346 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Stephen Patrick Mccormick's CRS (Customer Relationship Summary).
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