Stephen P. Mccormick
Professional summary
Stephen Patrick Mccormick is a registered financial professional currently at TWO SIGMA SECURITIES, LLC located in New York, New York and TWO SIGMA EXECUTION SERVICES, LLC located in New York, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2014. Stephen has worked at 3 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Patrick Mccormick's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 2021 - Present
TWO SIGMA SECURITIES, LLC
Office #1: 100 Avenue Of The Americas 2nd Floor, New York, NY 10013April 2, 2024 - Present
TWO SIGMA EXECUTION SERVICES, LLC
Office #1: 100 Avenue Of The Americas 2nd Floor, New York, NY 10013December 1, 2014 - November 15, 2021
MACQUARIE CAPITAL (USA) INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
TWO SIGMA EXECUTION SERVICES, LLC
CRD#: 327341 / SEC#: , 8-71128
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TWO SIGMA SECURITIES GROUP HOLDINGS, LLC | SOLE MEMBER | |
| LENTERMAN, REMCO OSCAR | CHIEF EXECUTIVE OFFICER | 2270233 |
| LUBETSKY, JASON MATTHEW | FINOP, CFO, AND PRINCIPAL FINANCIAL OFFICER | 4012781 |
| VALLESE, CARL JOSEPH | CHIEF COMPLIANCE OFFICER | 4464191 |
| VIADRO, DIMITRI | COO AND PRINCIPAL OPERATIONS OFFICER | 5027346 |
Red Flags
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