KS
Kishen N. Somaia
CITADEL SECURITIES LLC
London, EC2Y 5 ET
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CRD#: 6373463
KS
Professional summary
Kishen Nikhil Somaia, who also goes by Kishen Somaia, is a registered financial professional currently at CITADEL SECURITIES LLC and CITADEL CLEARING LLC .
Kishen is registered as a RR (Registered Representative) and started their career in finance in 2019. Kishen has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 57TO exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Kishen Somaia
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Kishen Nikhil Somaia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 11, 2024 - Present
CITADEL SECURITIES LLC
Office #1: 120 London Wall, London, EC2Y 5 ETBD
CRD#: 116797
London,
Current
October 24, 2025 - Present
CITADEL CLEARING LLC
Office #1: 120 London Wall, London, EC2Y 5ETBD
CRD#: 172693
London,
Current
October 24, 2025 - Present
PALAFOX TRADING LLC
Office #1: 120 London Wall, London, EC2Y 5ETBD
CRD#: 131114
London,
Past
July 27, 2019 - August 21, 2024
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/11/2024)
RR
Alaska(9/11/2024)
RR
California(9/11/2024)
RR
Florida(9/11/2024)
RR
Louisiana(9/11/2024)
RR
Michigan(9/11/2024)
RR
Montana(9/11/2024)
RR
New York(9/11/2024)
RR
Pennsylvania(9/11/2024)
RR
Puerto Rico(9/11/2024)
RR
Rhode Island(9/11/2024)
RR
Texas(9/11/2024)
RR
Virginia(9/11/2024)
RR
Washington(9/11/2024)
RR
Wyoming(9/11/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/6/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 57TO
Date: 7/20/2019
Securities Trader ExamSRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
PT
PALAFOX TRADING LLC
PALAFOX TRADING LLC
CRD#: 131114 / SEC#: , 8-66420
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
830 Brickell Plaza, Miami, FL 33131
Mailing Address
830 Brickell Plaza, Miami, FL 33131
Phone number
(305) 929-6851
Established
Delaware since 01/16/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
