Samantha R. Grieco

T.M. WEALTH MANAGEMENT | Financial Advisor

Reston, VA 20190

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CRD#: 6373015

Professional summary

Samantha Rae Grieco, who also goes by Sam Grieco, is a registered financial advisor currently at T.M. WEALTH MANAGEMENT located in Reston, Virginia.

Samantha is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Samantha has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sam Grieco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ASSOCIATION OF LATINO PROFESSIONALS FOR AMERICA, WASHINGTON,DC CHAPTER, BOARD MEMBER, VICE PRESIDENT OF EVENTS 10/2023, NOT INVESTMENT RELATED, VOLUNTEER BASED NON PROFIT ORGANIZATION, APPROX 12 HOURS PER MONTH, APPROX 30% OF TIME DURING TRADING HOURS ARE DEVOTED TO THIS ACTIVITY, LEAD THE EVENTS PILLAR WITH ORGANIZING AND COORDINATING ALL DC CHAPTER SIGNATURE EVENTS WITH CORPORATE SPONSORS. INSURANCE AGENT, INVESTMENT RELATED; AT REPORTED BUSINESS LOCATION; INSURANCE SALES; AGENT; 2019,;DEVOTES LESS THAN 30% OF AGENTS TIME DURING WORKING HRS/MO DURING TRADING HOURS; SALE OF VARIOUS INSURANCE PRODUCTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samantha Rae Grieco's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 15, 2025 - Present

T.M. WEALTH MANAGEMENT

Office #1: 11702 Bowman Green Drive Suite 300, Reston, VA 20190

RIA

CRD#: 5393

MANHASSET, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

T.M. WEALTH MANAGEMENT

T.M WEALTH MANAGEMENT | TM WEALTH, LLC | T.M. WEALTH MANAGEMENT, LLC | T.M. WEALTH MANAGEMENT

CRD#: 287965 / SEC#: 801-123581

RIA

Registered Investment Advisory firm - (3/31/2022 Approved)

Utah

Registered Investment Advisory firm - (4/1/2022 Terminated)

Virginia

Registered Investment Advisory firm - (4/13/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(4/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/1/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/6/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/24/2014

General Securities Representative Examination

Current Firm

T.M. WEALTH MANAGEMENT

T.M WEALTH MANAGEMENT | TM WEALTH, LLC | T.M. WEALTH MANAGEMENT, LLC | T.M. WEALTH MANAGEMENT

CRD#: 287965 / SEC#: 801-123581

RIA

Registered Investment Advisory firm - (3/31/2022 Approved)

Utah

Registered Investment Advisory firm - (4/1/2022 Terminated)

Virginia

Registered Investment Advisory firm - (4/13/2022 Terminated)

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Contact information

Main Address

11702 Bowman Green Drive Suite 300, Reston, VA 20190

Mailing Address

Phone number

(703) 537-8351

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-T.M. WEALTH MANAGEMENT, LLC (5/14/2025)

Regulatory assets under management

Total Number of Accounts	424
AUM (Assets Under Management)	$ 162,786,356

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Samantha R. Grieco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samantha Rae Grieco's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

T.M. WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 8/1/2016

Series 63

Date: 5/6/2015

SIE

Date: 10/1/2018

Series 7

Date: 12/24/2014

Current Firm

T.M. WEALTH MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

T.M. WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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