Andrea Bereznak
CETERA INVESTMENT ADVISERS LLC
GILBERT, AZ 85234
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CRD#: 6372556
Professional summary
Andrea Bereznak, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Gilbert, Arizona and CETERA WEALTH SERVICES, LLC located in Gilbert, Arizona.
Andrea is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Andrea has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)NAME OF OTHER BUSINESS: RAYHONS FINANCIAL SOLUTIONS ; INVESTMENT RELATED: YES; ADDRESS: 313 N. GILBERT RD SUITE 200 GILBERT, AZ 85234; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES; 2) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 3335 E BASELINE RD; GILBERT; AZ; 85234; Fixed Insurance Sales; Independent Insurance Agent; 4/28/2020; 160; 160; SALE OF FIXED INSURANCE PRODUCTS.| 3) NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: 4207 E CHEROKEE CV, SPRINGDALE, AR 72764; NATURE OF BUSINESS: PROPERTY OWNERSHIP; START DATE: 9/2021; POSITION/TITLE/RELATIONSHIP: CO-OWNER/CO-TRUSTEE; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: CO-OWNER OF PROPERTY, GRANTOR AND CO-TRUSTEE OF REVOCABLE TRUST THAT OWNS THE PROPERTY; 4) NAME OF OTHER BUSINESS: YOGA INSTRUCTOR, INVESTMENT RELATED: NO, ADDRESS: YUMA, AZ 85365, NATURE OF BUSINESS: FITNESS, START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: INSTRUCTOR, APX NUMBER OF HOURS PER WEEK: 6, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: GUIDE YOGA, MEDITATION, AND SOUND BATH CLASSES AND WORKSHOPS IN THE COMMUNITY;
CRS (Client Relationship Summary) - RIA
Click below to view Andrea Bereznak's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 313 N Gilbert Rd Suite 200, Gilbert, AZ 85234RIA
CRD#: 105644
GILBERT, AZ
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 313 N Gilbert Rd Suite 200, Gilbert, AZ 85234BD
CRD#: 13572
Gilbert, AZ
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
April 29, 2020 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
GILBERT, AZ
Past
April 23, 2020 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
GILBERT, AZ
Past
March 19, 2019 - April 22, 2020
BETTER MONEY DECISIONS
RIA
CRD#: 172980
Phoenix, AZ
Past
August 3, 2018 - August 20, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Yuma, AZ
Past
August 1, 2018 - August 20, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Yuma, AZ
Past
May 10, 2016 - January 22, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Yuma, AZ
Past
May 10, 2016 - January 22, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Yuma, AZ
Past
October 6, 2014 - April 25, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
YUMA, AZ
Past
August 25, 2014 - April 25, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
YUMA, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/9/2021)
IAR
Arizona(6/29/2023)
RR
California(1/3/2023)
RR
Colorado(6/9/2021)
RR
Florida(3/1/2023)
RR
Idaho(5/5/2022)
RR
Kansas(6/9/2021)
RR
Texas(2/21/2025)
IAR
Texas(2/21/2025)
RR
Virginia(1/18/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Gilbert, AZ 85234TRUST BUT VERIFY
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