Thomas B. Dickey

APEXIUM FINANCIAL LP

New York, NY

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CRD#: 6372472

Professional summary

Thomas Bridges Dickey, CFP®, who also goes by Bridges Dickey, is a registered financial advisor currently at APEXIUM FINANCIAL LP located in New York, New York.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Thomas has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bridges Dickey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Bridges Dickey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CRD#: 15007

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APEXIUM FINANCIAL LP

CRD#: 283726 / SEC#: 801-107760

RIA

Registered Investment Advisory firm - (4/28/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(4/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/30/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/15/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/8/2014

General Securities Representative Examination

Current Firm

APEXIUM FINANCIAL LP

CRD#: 283726 / SEC#: 801-107760

RIA

Registered Investment Advisory firm - (4/28/2016 Approved)

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Contact information

Main Address

1920 Mckinney Ave. Suite 700, Dallas, TX 75201

Mailing Address

Phone number

(212) 225-9500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APEXIUM FINANCIAL, LP BROCHURE (10/22/2025)

Regulatory assets under management

Total Number of Accounts	3,334
AUM (Assets Under Management)	$ 4,020,524,185

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/11/2025	Cover Page	Report
09/18/2024	Cover Page	Report
02/26/2024	Cover Page	Report
01/30/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas B. Dickey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Bridges Dickey's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORIENT

INVERNESS COUNSEL, LLC

ALTFEST PERSONAL WEALTH MANAGEMENT

AEGIS CAPITAL CORP.

Primary Firm SEC Registration

APEXIUM FINANCIAL LP

State Registrations and Notice Filings

Exams

Series 66

Date: 8/30/2014

SIE

Date: 7/15/2015

Series 7

Date: 8/8/2014

Current Firm

APEXIUM FINANCIAL LP

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

APEXIUM FINANCIAL LP

TRUST BUT VERIFY

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