Vincent A. Tortorici

FINANCIAL SERVICE GROUP

Mount Pleasant, WI 53406

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CRD#: 6371966

Professional summary

Vincent A Tortorici, CFP®, who also goes by VIncent Anthony Tortorici, is a registered financial advisor currently at FINANCIAL SERVICE GROUP INC located in Mount Pleasant, Wisconsin.

Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Vincent has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Vincent Anthony Tortorici

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent A Tortorici's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

September 10, 2019 - Present

FINANCIAL SERVICE GROUP INC

Office #1: 4812 Northwestern Avenue, Mount Pleasant, WI 53406

RIA

CRD#: 107893

Mount Pleasant, WI

Past

July 5, 2019 - August 13, 2019

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

Charlotte, NC

Past

July 17, 2015 - August 13, 2019

VANGUARD MARKETING CORPORATION

CRD#: 7452

CHARLOTTE, NC

Past

September 22, 2014 - April 23, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

CHARLOTTE, NC

Past

September 11, 2014 - April 23, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL SERVICE GROUP INC

CRD#: 107893 / SEC#: 801-41991

RIA

Registered Investment Advisory firm - (8/3/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/14/2022)

IAR

Wisconsin
(9/10/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/22/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/5/2014

General Securities Representative Examination

Current Firm

FINANCIAL SERVICE GROUP INC

CRD#: 107893 / SEC#: 801-41991

RIA

Registered Investment Advisory firm - (8/3/1992 Approved)

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Contact information

Main Address

4812 Northwestern Avenue, Mount Pleasant, WI 53406

Mailing Address

Phone number

(262) 554-4500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2026 ADV PART 2 (1/23/2026)

Regulatory assets under management

Total Number of Accounts	645
AUM (Assets Under Management)	$ 214,995,359

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Vincent A. Tortorici

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent A Tortorici's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

FINANCIAL SERVICE GROUP INC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/22/2014

SIE

Date: 10/1/2018

Series 7

Date: 9/5/2014

Current Firm

FINANCIAL SERVICE GROUP INC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL SERVICE GROUP INC

TRUST BUT VERIFY

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