CB
Cody Bennett
EAGLE STRATEGIES LLC
MANDELVILLE, LA
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CRD#: 6370406
CB
Professional summary
Cody Bennett, who also goes by Cody Bennett, Cody Everett Bennett, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Mandelville, Louisiana and NYLIFE SECURITIES LLC located in Mandeville, Louisiana.
Cody is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Cody has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cody Bennett | Cody Everett Bennett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[ CLEARVIEW VETERINARY HOSPITAL; NON-INVESTMENT RELATED; 4407 VETERANS MEMORIAL BLVD. METAIRIE, LA 70006; VETERINARY HOSPITAL; ADMINISTRATION; start 8/2016; 2 HOURS PER MONTH; 0 HOURS PER MONTH; ADMINISTRATIVE DUTIES] [ BENNETT COMMERCIAL HOLDINGS; NON INVESTMENT-RELATED; 335 WINCHESTER CIRCLE MANDEVILLE, LA 70448; COMMERCIAL REAL ESTATE; OWNER; start 8/2016; 0 HOURS PER MONTH; 0 HOURS PER MONTH; REAL ESTATE BUSINESS][Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products.; 634 Village Ln N Mandeville LA 70471; Start Date 01/2023; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 2 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Cody Bennett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 15, 2021 - Present
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
MANDELVILLE, LA
Current
October 11, 2021 - Present
NYLIFE SECURITIES LLC
Office #1: 634 Village Lane North Suite 201, Mandeville, LA 70471BD
CRD#: 5167
MANDEVILLE, LA
Past
May 6, 2019 - November 15, 2019
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
METAIRIE, LA
Past
April 16, 2019 - May 14, 2019
J. W. COLE ADVISORS, INC.
RIA
CRD#: 112294
Metairie, LA
Past
October 31, 2017 - April 23, 2019
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
METAIRIE, LA
Past
July 11, 2014 - November 29, 2017
GREGORY RICKS LLC DBA GREGORY RICKS & ASSOCIATES
RIA
CRD#: 159495
METAIRIE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2025)
RR
Arizona(1/3/2025)
RR
Arkansas(1/3/2025)
RR
California(1/3/2025)
RR
Colorado(8/27/2024)
RR
District of Columbia(8/27/2024)
RR
Florida(8/27/2024)
RR
Kansas(1/3/2025)
RR
Kentucky(1/3/2025)
RR
Louisiana(10/14/2021)
IAR
Louisiana(11/15/2021)
RR
Mississippi(1/3/2025)
RR
Nevada(1/3/2025)
RR
Tennessee(1/3/2025)
RR
Texas(11/21/2024)
IAR
Texas(12/9/2024)
RR
Virginia(1/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/8/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
