Thomas I. Paetow
Professional summary
Thomas Ian Paetow, who also goes by Ian Paetow, is a registered financial professional currently at INSPEREX LLC located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2014. Thomas has worked at 2 firms and has passed the Series 66, Series 52TO, Series 57, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Ian Paetow's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2015 - Present
INSPEREX LLC
Office #1: 600 5th Avenue 2nd Floor, New York, NY 10020September 4, 2014 - March 11, 2015
SECURIAN FINANCIAL SERVICES, INC.
July 24, 2014 - March 11, 2015
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/1/2015)
(5/1/2015)
(5/1/2015)
(5/1/2015)
(7/7/2023)
(5/1/2015)
Exams
Series 52TO
Date: 9/12/2022
Municipal Securities Representative ExaminationFINRA
Current Firm
INSPEREX LLC
CRD#: 101420 / SEC#: , 8-52081
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSPEREX HOLDINGS LLC | MEMBER: VOTING | |
| BUSSCHER, ARNOLD BRADLEY | CHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL | 2213934 |
| CARRELS, CHRISTINE ANN | CHIEF MARKETING OFFICER | 6651750 |
| DEEG, ADITI DAVARE | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP | 4279152 |
| ELLIOTT, LAURA SUE | PRESIDENT | 2125558 |
| MITCHELL, SCOTT ALEXANDER | CHIEF EXECUTIVE OFFICER | 4717597 |
| NICHOLSON, MARSHALL ALLEN | HEAD OF STRATEGIC INITIATIVES | 4585471 |
| PAPAGIANNIS, JAMES JOHN | CHIEF COMPLIANCE OFFICER & AMLCO | 2449960 |
| RHODES, DERYK TREVOR | HEAD OF WEALTH MANAGEMENT SOLUTIONS | 4157411 |
| TOLAR, JOHN M | HEAD OF FIXED INCOME SALES & TRADING | 3075402 |
Disclosures
| Regulatory Event | 1 |
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