AS
Angelica D. Snyder
CETERA INVESTMENT ADVISERS LLC
GLEN ALLEN, VA 23059
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CRD#: 6370223
AS
Professional summary
Angelica D Snyder, who also goes by Angelica D Thompson, Angelica Domenique Thompson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Glen Allen, Virginia and CETERA INVESTMENT SERVICES LLC located in Glen Allen, Virginia.
Angelica is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Angelica has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Angelica D Thompson | Angelica Domenique Thompson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The name of the other business-- FirEver Pines, LLC
whether the business is investment related--it is not related to the investment business in anyway
the address of the other business--currently home address 6604 Carmel Road Henrico, VA 23228
the nature of the other business--Christmas Tree Farm
your position, title, or relationship with the other business--Co-Owner
the start date of your relationship--officially got the LLC 12/25/2016 but have not conducted business until October 2017
the approximate number of hours you devote to the other business--approximately two months out of the year
the number of hours you devote to the other business during securities trading hours--0 hours it is a weekend and evening business
briefly describe your duties relating to the other business--Christmas Tree Farm owners direct all activities on a Christmas tree farm. Such as hire, train, and supervise a staff of forestry, sales, and customer service workers to operate the farm.
CRS (Client Relationship Summary) - RIA
Click below to view Angelica D Snyder's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 28, 2022 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 140 Eastshore Dr Suite 105, Glen Allen, VA 23059RIA
CRD#: 105644
GLEN ALLEN, VA
Current
June 19, 2019 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 140 Eastshore Dr Suite 105, Glen Allen, VA 23059BD
CRD#: 15340
Glen Allen, VA
Past
March 2, 2015 - June 21, 2019
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
GLEN ALLEN, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Virginia(6/19/2019)
IAR
Virginia(3/28/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/16/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Glen Allen, VA 23059TRUST BUT VERIFY
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